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" ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... "
The Market Approach to Valuing Businesses - 313. lappuse
autors: Shannon P. Pratt - 2006 - 400 lapas
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Independent Offices Appropriation Bill for 1936: Hearing ... 74th Congress ...

United States. Congress. House. Appropriations - 1935 - 406 lapas
...Commission for experienced attorneys in the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 lapas
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities...
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Independent Offices Appropriation Bill for 1936: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1935 - 406 lapas
...Commission for experienced attorneys iri the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 lapas
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities...
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... General Rules and Regulations Under the Securities Exchange Act of 1934 ...

United States. Securities and Exchange Commission - 1955
...Sterling 3-7600. ii PREFACE This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934> Except for the rules under the caption "Rules of General Application," each rule relates to a particular...
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Domestic Commerce

United States. Bureau of Foreign and Domestic Commerce - 1941
...Department of Agriculture, Washington, DC OFFICIAL SUMMARY OF SECURITY TRANSACTIONS AND HOLDINGS REPORTED TO THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES EXCHANGE ACT OF 1934, THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 AND THE INVESTMENT COMPANY ACT OF 1940. Securities and...
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Reduction of Individual Income Taxes: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Finance - 1948 - 655 lapas
...concerned, the gambler is now of little or no significance. The regulation of the national exchanges by the Securities and -Exchange Commission under the Securities Exchange Act of 1934 is broad and comprehensive and has been supplemented by policies taken by the New York Stock Exchange...
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The Code of Federal Regulations of the United States of America

1967
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by industry groups according to the...
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The Code of Federal Regulations of the United States of America

1986
...Securities Act registration statements and of other Commission announcements. Directory of Companies Piling Annual Reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by Industry groups according to the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002
...is required to make, keep current or preserve pursuant to any provision of any rule or regulation of the Securities and Exchange Commission under the Securities Exchange Act of 1934, This undertaking shall be suspended during any period when the undersigned is making, keeping current,...
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