...Association of Securities Dealers, or (iii) members of any National Securities Exchange registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, in the course of their business of offering, selling, buying and selling, or otherwise...

...Dealer in Securities. — A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. IDENTIFYING NUMBER. — Individuals should enter their social security number, if any. However, aliens...

...National Housing Act (12 USC 1724(a))); (F) a thrift institution; (G) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC 78a et seq.); (H) a broker or dealer in securities or commodities; (I) an investment banker...

...National Housing Act (12 USC 1724(a)); (f) A thrift institution; (g) A broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC 78a et seq.); (h) A broker or dealer in securities or commodities; (i) An investment banker...

...Insurance Corporation ("FSLIC"). CSFC is a savings and loan holding company whose securities are registered with the • -Securities and Exchange Commission under the Securities Exchange Act of 1934 (the "1934 Act"). The proposed acquisition uould be accomplished by the merger of the Association with...

...or dealer in securities. A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 Currency The coin and currency of the United States or of any other country, which circulate in and...

...or dtalis ai tfctintitt. A broker or dernier tn securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act Of 1914. (c) Cumncy TV* coin and paper amMjr of the United Slain or of any vtbar country that la designated...

...Broker or deafer in secunfies. A broker or deeler in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Currency The coin and currency of the United States or of any other country, which circutate in and...

...or dealer in securities. A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1 934. Currency. The coin and currency ot the United States or of any other country, which circulate...

...directory of the firms reporting to it where the researcher can look up the firm or firms of interest. The Directory of Companies Required to File Annual...Reports with the Securities and Exchange Commission, available from the Government Printing Office and in research libraries, has been issued annually by...