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" ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... "
The Market Approach to Valuing Businesses - 313. lappuse
autors: Shannon P. Pratt - 2006 - 400 lapas
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Monthly Catalog of United States Government Publications

1978
...private” : a lesson in corporate resonsiblility !, 77-15437 Corporations — United States — Direcindes Directory of companies required to file annual reports...with the Securities and Exchange Commission under the Sccu¿ rites Exchange Act of 1934, alphabeti cally and by industry groups., 77. 15441 Corporations...
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Hearings, Reports and Prints of the House Committee on Merchant Marine and ...

United States. Congress. House. Committee on Merchant Marine and Fisheries - 1961
...as to the Santa Rosa) do not purport to be complete. Copies of the forms of the same have been filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (File No. 1-3720) and are incorporated in this Circular by reference. Wherever the same are referred...
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Securities Markets Investigation: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1961 - 178 lapas
...listing its capital stock on a stock exchange in the United States and to file a registration statement with the Securities and Exchange Commission under the Securities Exchange Act of 1934. The company also stated to the court that it would add additional directors of responsibility and stature...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 lapas
...To BE COVERED BY S. 1C42 As of June 30, 1962, there were 150 insurance companies which were filing reports with the Securities and Exchange Commission under the Securities Exchange Act. These companies included : TABLE 1 Mutual company which registered $5,000,000,000 of debentures (1941)...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by industry groups according to the...
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Michigan Business Reports, 47. izdevums

1965
...the definition used in this study. Securities and Exchange Commission, Directory of Companies Filing Annual Reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (1962 ed.; Washington, DC, 1962), p. II. ^Securities Exchange Act of 1934, Section 14; and US Securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by Industry groups according to the...
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Role of Giant Corporations: Hearings, Ninety-first ..., 2. sējums,2. daļa

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 lapas
...Questions 3-4 through 3-8 relate to problems that arise in using the Directory of Companies Filing Alphabetically and By Industry Groups as a guide to the placement of company data in the Quarterly...
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Role of Giant Corporations: Corporate secrecy: overviews

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 lapas
...corporations whose financial results are included in the QFR. It is called Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of J934, Alphabetically and By Industry Groups. (For sale by the Superintendent of Documents, Government...
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Utility Consumers' Counsel Act of 1969: Hearings Before the ..., 4-6. daļas

United States. Congress. Senate. Committee on Government Operations. Subcommittee on Intergovernmental Relations - 1969 - 1802 lapas
...corporation. This duplicates information supplied to the Federal Power Commission in FPC form No. 1 and to the Securities and Exchange Commission under the Securities Exchange Act of 1934 and the Holding Company Act, except the requirement concerns only persons known by the registrant to...
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