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" ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... "
The Market Approach to Valuing Businesses - 313. lappuse
autors: Shannon P. Pratt - 2006 - 432 lapas
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Proposals for Improving the Regulation of the Housing Government Sponsored ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2005 - 562 lapas
...income. In July 2002, the GSE's made an additional commitment to voluntarily register their common stock with the Securities and Exchange Commission under the Securities Exchange Act of 1934 so that both companies will become reporting companies under that law. Freddie Mac remains irrevocably...
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Proposals for Improving the Regulation of the Housing Government Sponsored ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2005 - 556 lapas
...income. In July 2002, the GSE's made an additional commitment to voluntarily register their common stock with the Securities and Exchange Commission under the Securities Exchange Act of 1934 so that both companies will become reporting companies under that law. Freddie Mac remains irrevocably...
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Money Laundering: A Guide for Criminal Investigators, Second Edition

John Madinger - 2006 - 578 lapas
...or Dealer in Securities— A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Identification Number — Individuals must enter their social security number, if any. However, aliens...
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Money Laundering: A Guide for Criminal Investigators, Second Edition

John Madinger - 2006 - 578 lapas
...or Dealer in Securities — A broker or dealer m securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1 934. Identification Number — Individuals must enter their social security number, if any. However,...
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Tax Haven Abuses: The Enablers, the Tools and Secrecy : Hearing ..., 3-4. sējumi

United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations - 2006 - 1598 lapas
...EXHIBIT 1 Pursuant 10 Rule 13d-l(fyiXiii) of Regulation 13D-G of the General Rules and Regulation! of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agree that the statement lo which this Exhibit is attached is filfd on...
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Income Tax Regulations, As of January 2008

CCH Tax Law Editors - 2008 - 2242 lapas
...Regulation 13D (17 CFR 240.13dl(i)) (or any rule or regulation to generally the same effect) promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC 78a et seq.). (4) Presumption as to less-than-five-percent shareholders. — Absent actual...
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The Code of Federal Regulations of the United States of America

1967 - 748 lapas
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by Industry groups according to the...
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The Code of Federal Regulations of the United States of America

1968 - 776 lapas
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by Industry groups according to the...
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Directory of Companies Filing Annual Reports with the Securities and ...

United States. Securities and Exchange Commission. Office of Policy Research - 1961 - 616 lapas
...Government Printing Office, Washington 25, DC Price tl.25 THr . OF Ml " 2 i: L!3P.Ar:Y COMPANIES FILING ANNUAL REPORTS WITH THE SECURITIES AND EXCHANGE COMMISSION Under the Securities Exchange Act of 1934 ALPHABETICALLY AND BY INDUSTRY GROUPS 1962 SECURITIES AND EXCHANGE COMMISSION 426 Second Street, NW...
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The Code of Federal Regulations of the United States of America

1972 - 692 lapas
...Securities Act registration statements and of other Commission announcements. Directory of Companies Filing Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Published annually. Lists companies alphabetically and classified by Industry groups according to the...
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