...membership are listed on a registered national stock exchange or otherwise come within the purview of the Securities and Exchange Commission under the Securities Exchange Act of 1934. In substantially all the corporations represented in the Society the issuance and transfer of corporate...

...Corporation as of March 10, 1972. as disclosed in the Company's proxy statement dated March 17, 1972, filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934, was 22,358,946. Information with respect to the beneficial owners of 1 percent or more of the Company's...

...association, credit union, industrial bank, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; 48 stat. eel. 8T a broker or dealer in securities or commodities; 15 usc 78a. 9) an investment banker...

...Corporation as of March 10, 1972. as disclosed in the Company's proxy statement dated March 17, 1972, filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934, was 22,358,946. Information with respect to the beneficial owners of 1 percent or more of the Company's...

...annual reports to stockholders and, if they were public corporations, with their annual reports to the Securities and Exchange Commission under the Securities Exchange Act of 1934. income per return (including a reconciliation of book depreciation and depletion with tax depreciation...

...listed below! (1) a bank; (2) a broker or dealer In securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (3) a person who engages as a business In dealing In or exchanging currency as, for example, a dealer...

...regulatory and selfregulatory structure in the securities industry. Most broker-dealers which are registered with the Securities and Exchange. Commission under the Securities Exchange Act of 1934 are required to be members of SIPC, and accordingly pay assessments to the SIPC fund. It is important...

...listed below: (1) a bank; (2) a broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (3) a person who engages as a business in dealing in or exchanging currency as, for example, a dealer...

...involved. Consequently, disclosures substantially similar to those prescribed by Form 10-k promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934 should be considered regarding the private entity in such cases. Where additional security is provided...

...regulations are requirements for public disclosure of vital business information such as that required by the Securities and Exchange Commission under the Securities Exchange Act of 1934 and by this Office under Part 11 of our regulations. Availability of this information serves as an...