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" ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... "
The Market Approach to Valuing Businesses - 313. lappuse
autors: Shannon P. Pratt - 2006 - 400 lapas
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Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Financial Institutions - 1970 - 350 lapas
...bank, building and loan association, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (8) a broker or dealer in securities or commodities; (9) an investment banker or investment company;...
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Foreign Bank Secrecy and Bank Records: Hearings, Ninety-first Congress ...

United States. Congress. House. Committee on Banking and Currency - 1970 - 376 lapas
...that the definition in section 202(e) (7) should not be restricted to "a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934" but, rather, should be extended to all broker/dealers. While most broker/dealers are registered with...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1970
...bank, building and loan association, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (8) a broker or dealer in securities or commodities; (9) an investment banker or investment company;...
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Foreign Bank Secrecy, Hearing Before the Subcommittee on Financial ...

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 350 lapas
...bank, building and loan association, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (8) a broker or dealer in securities or commodities; (9) an investment banker or investment company;...
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Foreign Bank Secrecy and Bank Records: Hearings Before ... , 91:1+2 on H.R ...

United States. Congress. House. Banking and Currency Committee - 1970 - 376 lapas
...that the definition in section 202 (e) (7) should not be restricted to "a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934" but, rather, should be extended to all broker/dealers. While most broker/dealers are registered with...
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Farmworkers in Rural America, 1971-1972: Who owns the land?

United States. Congress. Senate. Committee on Labor and Public Welfare. Subcommittee on Migratory Labor - 1972
...are included in the QFR. It is called Directory of Companies Filing '9-133 O - 72 - pt. 2 - 3 Page 19 Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of 1934. Alphabetically and By Industry Groups . (For sale by the Superintendent of Documents, Government Printing...
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Farmworkers in Rural America, 1971-1972: Hearings, Ninety-second Congress ...

United States. Congress. Senate. Committee on Labor and Public Welfare. Subcommittee on Migratory Labor - 1972
...are included in the QFR. It is called Directory of Companies Filing 9-133 O - 72 - pt. 2 - 3 Page 19 Annual Reports With the Securities and Exchange Commission Under the Securities Exchange Act of I934, Alphabetically and By Industry Groups. (For sale by the Superintendent of Documents, Government...
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Amend the Bank SecrecyAct, Hearings Beforethe Subcommitteeon Financial ...

United States. Congress. Senate. Banking and Currency Committee - 1972 - 337 lapas
...listed below: (1) a bank; (2) a broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (3) a person who engages as a business in dealing in or exchanging currency as, for example, a dealer...
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Report of the Secretary of the Treasury on the State of the Finances

United States. Dept. of the Treasury - 1972
...or dealer hi »ccuritivs. A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Currency. The coin and currency of the United States or of any other country, 470-7 10 О — 72-22...
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Clearence and Settlement of Securities Transactions, Hearings ..., 22-23. sējumi

1972 - 1040 lapas
...membership are listed on a registered national stock exchange or otherwise come within the purview of the Securities and Exchange Commission under the Securities Exchange Act of 1934. In substantially all the corporations represented in the Society the issuance and transfer of corporate...
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