 ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934...  The Market Approach to Valuing Businesses - 313. lappuseautors: Shannon P. Pratt - 2006 - 432 lapasIerobežota priekšskatīšana - Par šo grāmatu
 | United States. Congress. House. Committee on Banking and Currency - 1970 - 396 lapas
...that the definition in section 202(e) (7) should not be restricted to "a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934" but, rather, should be extended to all broker/dealers. While most broker/dealers are registered with... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1970 - 1242 lapas
...bank, building and loan association, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (8) a broker or dealer in securities or commodities; (9) an investment banker or investment company;... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 lapas
...bank, building and loan association, or other thrift institution; (7) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (8) a broker or dealer in securities or commodities; (9) an investment banker or investment company;... | |
 | United States. Congress. House. Banking and Currency Committee - 1970 - 392 lapas
...that the definition in section 202 (e) (7) should not be restricted to "a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934" but, rather, should be extended to all broker/dealers. While most broker/dealers are registered with... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1972 - 540 lapas
...listed below: (1) a bank; (2) a broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934; (3) a person who engages as a business in dealing in or exchanging currency as, for example, a dealer... | |
 | United States. Dept. of the Treasury - 1972 - 898 lapas
...or dealer hi »ccuritivs. A broker or dealer in securities, registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Currency. The coin and currency of the United States or of any other country, 470-7 10 О — 72-22... | |
 | 1972 - 1078 lapas
...membership are listed on a registered national stock exchange or otherwise come within the purview of the Securities and Exchange Commission under the Securities Exchange Act of 1934. In substantially all the corporations represented in the Society the issuance and transfer of corporate... | |
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