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" ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... "
The Market Approach to Valuing Businesses - 313. lappuse
autors: Shannon P. Pratt - 2006 - 432 lapas
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 2001 - 860 lapas
...National Housing Act (12 USC 1724(a))); (F) a thrift institution; (G) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC 78a et seq.); (H) a broker or dealer in securities or commodities; (I) an investment banker...
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Leveraged Management Buyouts: Causes and Consequences

Yakov Amihud - 2002 - 292 lapas
...large and small buyouts were excluded. 1 1. The lists employed were from the SEC's regular publication "Directory of Companies Required to File Annual Reports...with the Securities and Exchange Commission under the SEC Act of 1934." 12. See Appendix 2-1 for how prior hostile control bids were determined. 13. See...
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FASB derivative accounting standards: hearing before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Commerce, Trade, and Consumer Protection - 2003 - 70 lapas
...Freddie Mac is fully committed to completing the process of voluntarily registering its common stock with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Last summer we voluntarily agreed to submit to the full panoply of the periodic financial disclosure...
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H.R. 2575, the Secondary Mortgage Market Enterprises Regulatory ..., 4. sējums

United States. Congress. House. Committee on Financial Services - 2003 - 308 lapas
...adopted a proposed rule to require each Federal Home Loan Bank to register a class of its securities with the Securities and Exchange Commission under the Securities Exchange Act of 1934. While not all Banks embrace voluntary registration with the SEC, the Finance Board determined enhanced...
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H.R. 2575, the Secondary Mortgage Market Enterprises Regulatory ..., 4. sējums

United States. Congress. House. Committee on Financial Services - 2003 - 280 lapas
...adopted a proposed rule to require each Federal Home Loan Bank to register a class of its securities with the Securities and Exchange Commission under the Securities Exchange Act of 1 934. While not all Banks embrace voluntary registration with the SEC, the Finance Board determined...
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Freddie Mac's accounting restatement: are accounting standards working ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Commerce, Trade, and Consumer Protection - 2004 - 56 lapas
...remains irrevocably committed to completing the process of voluntarily registering its common stock with the Securities and Exchange Commission under the Securities Exchange Act of 1934, with the objective of completing the process, as soon as possible, after the company's return to timely...
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Special Examination of Freddie Mac: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises - 2004 - 274 lapas
...of an enterprise should not be left to a system of voluntary commitments. Fannie Mae has registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934, and Freddie Mac has promised to do so as soon as possible. To address the issue of the adequacy of...
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Review of the Office of Federal Housing Enterprise Oversight and Federal ...

United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations - 2004 - 80 lapas
...approach. First, the Finance Board last month voted unanimously to require the home loan banks to register with the Securities and Exchange Commission under the Securities Exchange Act of 1934. The federal home loan banks are among the biggest debt issuers in the country, issuing roughly $500...
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108-1 Hearing: Indian Gaming Regulatory Act, S. Hrg. 108-67, Part 2, July 9 ...

2004 - 570 lapas
...National Bousing Act 02 U.8.C. 1724(a))); (F) a thrift institution; (0) a broker or dealer registered with the .Securities and Exchange Commission under the Securities Exchange Act of 1931 (15 USC 78a et seq.); (H) a broker or dealer in securities or commodities; (1) an Investment banker...
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Oversight of the Federal Home Loan Bank System: Hearing Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions - 2005 - 166 lapas
...Domestic Finance Peter Fisher called upon all three of the major housing GSE's to register their stock with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Though Fannie Mae, Freddie Mac, and the FHLB System enjoy statutory exemptions from SEC registration...
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