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" It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... "
Decisions and Reports - 337. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933
...the customer. PROHIBITION AGAINST MANIPULATION OF SECURITY PRICES 'SEC. 8. (a) It shall be unlawful for any person, directly or indirectly, by the use...interstate commerce, or of any facility of any national securities exchange— (1) To effect any fictitious transaction in any security registered on a national...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933
...provisions of Sec. 5 of this Act. MANIPULATIVE PRACTICES PROHIBITED SEC. 3. (a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce or any facility of a national stock exchange — (1) To effect...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934
...It shall be unlawful for any person, directly or indirectly, hy tlie use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national...
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Stock Exchange Regulation: Hearing[s] Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 lapas
...Yes, sir. Mr. HUDDLESTON. Subsection (1) of section 8, on page 15, provides that it shall be unlawful for any person, directly or indirectly, by the use...interstate commerce, or of any facility of any national securities exchange "(1) To effect any fictitious transaction in any security registered on a national...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 lapas
...Yes, sir. Mr. HUDDLESTON. Subsection (1) of section 8, on page 15, provides that it shall be unlawful for any person, directly or indirectly, by the use...interstate commerce, or of any facility of any national securities exchange — "(1) To effect any fictitious transaction in any security registered on a national...
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Hearings, Reports and Prints of the Senate Committee on ..., 13-14. daļas

United States. Congress. Senate. Committee on Banking and Currency - 1934
...person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 lapas
...person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Report on the Study and Investigation of the Work, Activities ..., 6-8. sējumi

United States. Securities and Exchange Commission - 1936
...exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any prosy or consent or authorization...
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Decisions and Reports, 3. sējums

United States. Securities and Exchange Commission - 1940
...of this title or the rules and regulations thereunder. Section 9 (a) (2) reads: It shall be unlawful for any person, directly or Indirectly, by the use...or for any member of a national securities exchange — To effect, alone or with one or more other persons, a series of transactions in any security registered...
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Decisions and Reports, 8. sējums

United States. Securities and Exchange Commission - 1941
...title or the rules and regulations thereunder. ' Section 9 (a) (2) provides : It shall be unlawful for any person, directly or indirectly, by the use...of interstate commerce, or of any facility of any (Footnote 2 continued on p. 621) 8 SEC 34-2784 The order instituting this proceeding was issued on...
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