 It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise...  Decisions and Reports - 337. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...to believe that it is untrue or misleading." 7 Section 9 (a) (2) provides that it shall be unlawful "to effect, alone or with one or more other persons, a series of transactions in any securtiy registered on a national securities exchange creating actual or apparent active trading in... | |
 | United States - 1938 - 48 lapas
...issuers. PROXIES SEO. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 lapas
...transaction described in clause (A) of Section 9 (a) (1). 7 Section 9 (a) (2) provides: "It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality or interstate commerce, or of any facility of any national securities exchange,... | |
 | United States. Securities and Exchange Commission - 1938 - 128 lapas
...shall not apply to — (a) Any solicitation made otherwise than by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange; (?>) Any solicitation of a proxy by any person in respect of securities carried... | |
 | United States. Securities and Exchange Commission - 1942 - 152 lapas
...OFFERINGS AT THE MARKET Rule X-9A6-1. Scope of Regulation. This regulation shall apply to any person who, directly or indirectly, by the use of the mails or any means or instrumentality ofinterstate commerce, or of any facility of any national securities exchange, effects... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...such company, unless registered undar ssstion 8 of this title, to make uss of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, to acquire, sell, or otherwise dispose of, or to vote or act in respect of, such... | |
 | United States - 1994 - 1332 lapas
...(a) (h) Limitations on practices that affect market volatility It shall be unlawful for any person, _ g B /T ^ d AJ , ; P& [9 V' 6 ... ױ X # %l=W嫩 ? " 0 X 26 M .! a ұ !9 securities exchange, to use or employ any act or practice in connection with the purchase or sale of... | |
 | United States - 1953 - 1692 lapas
...title. § 78n. Proxies. (a) It shall be unlawful for any person, by the use of the mails or by any means otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 lapas
...which reads as follows : It shall be unlawful for any person, by the use of the mails, or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
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