It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... Decisions and Reports - 337. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...such customer. Prohibition Against Manipulation of Security Prices SECTION 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...interstate commerce, or of any facility of any national a itn-s exchange, or for any member of a uatinnal securities exchange — (1) For the purpose of creating... | |
| United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 lapas
...issuers. Proxies 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 166 lapas
...Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States. Office of the Comptroller of the Currency - 1966 - 480 lapas
...thereof. Prohibition Against Manipulation of Security Prices 15 USC 781.— (a) It shall be unlawful for any person, directly or indirectly, by the use...or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading appearance of active trading in any security... | |
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