It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... Decisions and Reports - 337. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| United States - 1964 - 356 lapas
...It shall be unlawful for any person, by the use of the mails or by any means or instrumentality 01 interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| 1949 - 736 lapas
...Scope of §§ 240.9a6-l to 240.9a6-6. Sections 240 9a6-l to 240.9a6-6 shall apply to any person who, directly or indirectly, by the use of the mails or...interstate commerce, or of any facility of any national securities exchange, effects either alone or with one or more other persons any series of transactions... | |
| 1950 - 634 lapas
...Stabilization. Section 9(a)(6) of the Securities Exchange Act provides as follows: "(a) It shall be unlawful for any person, directly or indirectly, by the use...or for any member of a national securities exchange — "(6) to effect either alone or with one or more other persons any series of transactions for the... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 lapas
...consistently supported. "It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States - 1955 - 54 lapas
...issuers. PROXIES SEC. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 lapas
...— it shall be unlawful for any person, by the use of the mails or by any means or instrumentalities of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or permit the use of his name to solicit any proxy » * * It is clear that the... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 lapas
...follow :) SEC. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 lapas
...Senator LAUSCHE. It reads : It shall be unlawful for any person by the use of the mails, or by any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or otherwise, to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
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