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" It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... "
Decisions and Reports - 337. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 312 lapas
...shall not apply to: (a) Any solicitation made otherwise than by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange; (b) Any solicitation of a proxy by any person in respect of securities carried...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 lapas
...It shall be unlawful for any person, by the use of the mails or by any means or instrumentality 01 interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 lapas
...shall not apply to : (a) Any solicitation made otherwise than by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange; (b) Any solicitation of a proxy by any person in respect of securities carried...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 lapas
...Scope of §§ 240.9a6-l to 240.9a6-6. Sections 240 9a6-l to 240.9a6-6 shall apply to any person who, directly or indirectly, by the use of the mails or...interstate commerce, or of any facility of any national securities exchange, effects either alone or with one or more other persons any series of transactions...
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United States of America, Plaintiff, Against Henry S. Morgan, Harold Stanley ...

1950 - 634 lapas
...Stabilization. Section 9(a)(6) of the Securities Exchange Act provides as follows: "(a) It shall be unlawful for any person, directly or indirectly, by the use...or for any member of a national securities exchange — "(6) to effect either alone or with one or more other persons any series of transactions for the...
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Study of Securities and Exchange Commission: Hearings Before a ..., 1-2. daļas

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 lapas
...consistently supported. "It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 lapas
...issuers. PROXIES SEC. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., 2-3. daļas

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 lapas
...— it shall be unlawful for any person, by the use of the mails or by any means or instrumentalities of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or permit the use of his name to solicit any proxy » * * It is clear that the...
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 lapas
...follow :) SEC. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., 1. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 lapas
...Senator LAUSCHE. It reads : It shall be unlawful for any person by the use of the mails, or by any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or otherwise, to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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