It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... Decisions and Reports - 337. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| Wisconsin - 1969 - 1682 lapas
...trading in the security or a false or misleading appearance with respect to the market for the security; (2) To effect, alone or with one or more other persons, a series of transactions in any security creating actual or apparent active trading in the security or raising or depressing the price of the... | |
| 1969 - 298 lapas
...the security or a false or misleading appearance with respect to 12 the market for the security. 13 (2) To effect, alone or with one or more other persons, a 14 series of transactions in any security creating actual or apparent 15 active trading in the security... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 808 lapas
...(1947) Securities Exchange Act Release No. 4023. Section »(a) (1) provides : "It shall be unlawful for any person, directly or Indirectly, by the use...or for any member of a national securities exchange "(1) For the purpose of creating a false or misleading appearance of active trading in any security... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 800 lapas
..."it shall be unlawful for any person, directly or Indirectly, by the use of the malls or any means or instrumentality of Interstate commerce, or of any...or for any member of a national securities exchange -(1) For the purpose of creating a falxe or misleading appearance of active trading in any security... | |
| United States. Congress. Senate. Banking and Currency Committee - 1971 - 852 lapas
..."It shall be unlawful for any person, directly or Indirectly, by the use of the mail!" or any means or Instrumentality of Interstate commerce, or of any...or for any member of a national securities exchange "(1) For the purpose of creating a false or misleading appearance of active trading in any security... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1972 - 1512 lapas
...unlawful for any person, directly or Indirectly, by the use of the mall* or any means or Instrumentalitv of interstate commerce, or of any facility of any...or for any member of a national securities exchange "(1) For the purpose of creating a false or misleading appearance of active trading in any security... | |
| United States - 1976 - 476 lapas
...the purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons, a seriea of transactions in any security registered on a national securities exchange creating actual... | |
| United States. Congress. Senate. Select Committee on Small Business - 1975 - 624 lapas
...regulations of the Commission. The previsions are as follow: Section B. (a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of Interstate comiierce, or of any facility of any national securities . exchange,... | |
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