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Grāmatas Grāmatas
" It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise... "
Decisions and Reports - 337. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Wisconsin Session Laws, 1. sējums

Wisconsin - 1969 - 1682 lapas
...trading in the security or a false or misleading appearance with respect to the market for the security; (2) To effect, alone or with one or more other persons, a series of transactions in any security creating actual or apparent active trading in the security or raising or depressing the price of the...
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Agriculture, Conservation, Governmental & State Affairs, Highways, Insurance ...

1969 - 298 lapas
...the security or a false or misleading appearance with respect to 12 the market for the security. 13 (2) To effect, alone or with one or more other persons, a 14 series of transactions in any security creating actual or apparent 15 active trading in the security...
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Nomination of William J. Casey: Hearings, Ninety-second ..., 22-23. sējumi

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 808 lapas
...(1947) Securities Exchange Act Release No. 4023. • Section »(a) (1) provides : "It shall be unlawful for any person, directly or Indirectly, by the use...or for any member of a national securities exchange — "(1) For the purpose of creating a false or misleading appearance of active trading in any security...
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Nomination of William J. Casey: Hearings, Ninety-second ..., 22-23. sējumi

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 800 lapas
..."it shall be unlawful for any person, directly or Indirectly, by the use of the malls or any means or instrumentality of Interstate commerce, or of any...or for any member of a national securities exchange — -(1) For the purpose of creating a falxe or misleading appearance of active trading in any security...
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Nomination of William J. Casey, Hearings Before ... 92-1 ..., February 10 ...

United States. Congress. Senate. Banking and Currency Committee - 1971 - 852 lapas
..."It shall be unlawful for any person, directly or Indirectly, by the use of the mail!" or any means or Instrumentality of Interstate commerce, or of any...or for any member of a national securities exchange — "(1) For the purpose of creating a false or misleading appearance of active trading in any security...
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Hearings, Reports and Prints of the Senate Committee on Banking, Housing and ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1972 - 1512 lapas
...unlawful for any person, directly or Indirectly, by the use of the mall* or any means or Instrumentalitv of interstate commerce, or of any facility of any...or for any member of a national securities exchange — "(1) For the purpose of creating a false or misleading appearance of active trading in any security...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1976 - 476 lapas
...the purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons, a seriea of transactions in any security registered on a national securities exchange creating actual...
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Legal Fees: Hearings Before the Subcommittee on Representation of Citizen ...

United States. Congress. Senate. Committee on the Judiciary, United States. Congress. Senate. Judiciary Committee - 1974 - 1072 lapas
...amended 15 USC § 78n(a) (1964). It shall be unlawful for any person, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization...
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Hearings, Reports and Prints of the Senate Select Committee on ..., 4. daļa

United States. Congress. Senate. Select Committee on Small Business - 1975 - 624 lapas
...regulations of the Commission. The previsions are as follow: •Section B. (a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of Interstate comiierce, or of any facility of any national securities . exchange,...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 lapas
...of investors. PROHIBITION AGAINST MANIPULATION OF SECURITY PRICES SEC. 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...or for any member of a national securities exchange — ( 1 ) For the purpose of creating a false or misleading appearance of active trading in any security...
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