...adviser . . ., or as an affiliated person, salesman, or employee of any investment company . . ., or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security."5 A disqualification...

...denial of a license • Order, judgment, or decree permanently or temporarily enjoining an applicant from engaging in or continuing any conduct or practice in connection with the sale or purchase of real estate or cemetery property, time-share intervals, membership camping contracts,...

...five years prior to commencement of the offering, permanently restraining or enjoining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security or involving the making of any false filing with any state; 2. has...

...action instituted by the Commission to enjoin the issuer or other person affiliated with the issuer from engaging in or continuing any conduct or practice in connection with the sale of any security of such issuer. It is obviously inconsistent with the Commission's action in securing an injunction...

...interest. Section 15(b) specifically provides that we may revoke the registration of a broker-dealer who is enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of securities if we find such revocation in the public interest. It is not necessary...

...dealer or Investment adviser; (2) Is temporarily or permanently restrained or enjoined by any court from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker,...

...person who ... is permanently or temporarily enjoined by order, judgement, or decree of any court . . . from engaging in or continuing any conduct or practice in connection . . . with the purchase or sale of any security" from serving or acting in the capacity of "employee, officer, director,...

...to the filing of such notification, temporarily or permanently restraining or enjoining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of securities; (5) Is subject to pending proceedings under section 8(e) of the Investment...

...dealer or investment adviser; (2) Is temporarily or permanently restrained or enjoined by any court from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker,...

...business of a broker or dealer; (3) the existence of a court order against the applicant enjoining him from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security; (4) or a willful violation of the Securities Act of 1933 or any rule...