... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security... Decisions and Reports - 579. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| 1988 - 328 lapas
...five years prior to the filing of such notification, permanently enjoining or restraining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security, involving the making of a false filing with the Commission, or arising... | |
| United States. Congress. Senate. Select Committee on Ethics - 1991 - 286 lapas
...insurance company, or entity or person required to be registered under the Commodity Exchange Act, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or". Sec. 510. Section... | |
| United States. Congress. Senate. Select Committee on Ethics - 1991 - 884 lapas
...insurance company, or entity or person required to be registered under the Commodity Exchange Act, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or". Sec. 510. Section... | |
| United States - 1989 - 584 lapas
...insurance company, or entity or person required to be registered under the Commodity Exchange Act, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or (3) a company any... | |
| United States - 1997 - 776 lapas
...insurance company, or entity or person required to be registered under the Commodity Exchange Act, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or (3) a company any... | |
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