...dealer, or as an affiliated person or employee of any investment company, bank, or insurance comnany, or from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security. (4) has willfully violated...

...affiliated person, salesman, or employee of any investment company, bank, or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or felt that settlement...

...commission merchant, or floor broker, or as an affiliated person or employee of any of the foregoing, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of commodities or securities; or "(C)...

...employee of any investment company, bank, savings and loan association or insurance company • or from engaging in or continuing any conduct or practice in connection with any snch actintiy : <iv) Identify all director committees or subcommittees. Set forth the functions...

...Commission or as an employee or other affiliated person of any Person acting in any such capacity, or" from engaging in or continuing any conduct or practice in connection with any such activity' or in connection with the purchase or sale of conncidities or securities? or (c)...

...director or employee of an investment company, bank, savings and loan association or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security, or were you the subject...

...-foregoing, or as an affiliated person or employee of any investment company, bar*. or insurance company, or from engaging in or continuing any conduct or practice in connection with any such octivity, or in connection with tho purchase or sale of any security, or arising out of any...

...foregoing, or as an affiliated person or employee of any investment company, bank, or insurance company, or from engaging in or continuing any conduct or practice in connection with arty such activity, or in connection with the purchase or sale of any security, or arising out D YES...

...company, bank, entity or person required to be registered under such Act, or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security. ' (D) has willfully...

...or employee of any investment company, bank, savings and loan association or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security, or was the subject of...