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" ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security... "
Decisions and Reports - 579. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 158 lapas
...any security or arising out of the conduct of the business of a broker or dealer, or (ii) shall be enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security. (b) Upon the entry of an order under paragraph (a) of this rule,...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 158 lapas
...any security or aris'ing out of the conduct of the business of a broker or dealer, or (ii) shall be enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security. (b) Upon the entry of an order nnder paragraph (a) of this rule,...
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Factors Affecting the Stock Market

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 201 lapas
...purchase or sale of a security or arising out of the conduct of business as a broker or dealer; or (c) is enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of a security ; or (d) has willfully violated the Securities Act of 1933, or the Securities...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 45 lapas
...permanently or temporarily enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security; or (D) has willfully violated any provision of the Securities Act...
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Amendments to Securities Act of 1933 (exemptions).: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 786 lapas
...to the filing of such notification, temporarily or permanently restraining or enjoining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of securities ; or (5) is subject to a United States Post Office fraud order— (d)...
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Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 786 lapas
...any court of competent jurisdiction temporarily or permanently enjoining or restraining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker,...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1958
...to the filing of such notification, temporarily or permanently restraining or enjoining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of securities; (5) is subject to pending proceedings under section 8 (e) of the Investment...
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Briefing on the Investment Act ..., and Select Committee on Small Business ...

United States. Congress. Senate. Banking and Currency Committee - 1959 - 204 lapas
...to the filing of such notification, temporarily or permanently restraining or enjoining such person from engaging in or continuing any conduct or practice in connection with the purchase or sale of securities; (5) is subject to pending proceedings under section 8 (e) of the Investment...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 lapas
...dealer, or as an affiliated person or employee of any investment company, bank, or insurance company, or from engaging in or continuing any conduct or practice in connection with any sucli activity or in connection with the purchase or sale of any security ; or (3) has violated...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 426 lapas
...dealer, or as an affiliated person or employee of any investment company, bank, or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security; or (D) has willfully...
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