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" Securities Exchange Act of 1934." NECESSITY FOR REGULATION AS PROVIDED IN THIS TITLE SEC. 2. For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with... "
Decisions and Reports - 293. lappuse
autors: United States. Securities and Exchange Commission - 1944
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...transactions in securities as commonly conducted upon securities exchanges and overthe-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 lapas
...transactions in securities as commonly conducted upon securities exchanges and overthe-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...transactions in securities as commonly conducted upon securities exchanges and overthe-counter markets arc affected with a national public interest which makes...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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Broker-Dealer License Fees

United States. Congress. House. Subcommittee of the Interstate and Foreign Commerce - 1960 - 132 lapas
...legislation that transactions in securities on securities exchanges and in the over-the-counter markets — are affected with a national public interest which...transactions and of practices and matters related thereto — in order — to protect interstate commerce, the national credit, the Federal taxing power, to...
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Broker-dealer License Fees: Hearing Before a Subcommittee of the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 76 lapas
...legislation that transactions in securities on securities exchanges and in the over-the-counter marketsare affected with a national public interest which makes...transactions and of practices and matters related thereto — in order — to protect interstate commerce, the national credit, the Federal taxing power, to...
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The Laws of Wisconsin, 1. sējums

Wisconsin - 1961 - 794 lapas
...requiring appropriate standards and reports concerning the placement of such insurance; by imposing requirements necessary to make such regulation and control reasonably complete and effective; by providing orderly access to insurers that are not authorized to transact the business of insurance...
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Report, 4. sējums

United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963 - 1008 lapas
...transactions in securities as commonly conducted in securities exchanges and over-the-counter markets are affected with a national public interest which...and to impose requirements necessary to make such reflulation and control reasonably complete and effective. * * *»• [Emphasis added.] Self-regulation...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 lapas
...transactions in securities as commonly conducted upon securities exchanges and overthe-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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Mutual Fund Amendments: Hearings Before the Subcommittee on ..., 2. daļa

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1970 - 1004 lapas
...transactions in securities as commonly conducted in securities exchanges and over-the-counter markets are affected with a national public interest which...necessary to provide for regulation and control of such transact«» and of practices and matters related thereto, » « * and to impose requi remarti necessary...
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Mutual Fund Amendments: Hearings, Ninety-first Congress, First Session, on H ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1970 - 450 lapas
...transactions in securities as commonly conducted In securities exchangw and over-the-counter markets are affected with a national public interest which makes it necessary to provide for reflation nnd control of such transactions and of practices and matters related thereto, • • •...
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