Securities Exchange Act of 1934." NECESSITY FOR REGULATION AS PROVIDED IN THIS TITLE SEC. 2. For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with... Decisions and Reports - 293. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 620 lapas
...ran«actinn<! in securities as commonly conducted on securities exchanges and over-the-counter markets are affected with a national public interest which...regulation and control of such transactions and of matters related thereto, including transactions by officers, directors, and principal security holders... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 660 lapas
...Exchange Act of 1934 (15 USC 78b) is amended by striking the word "and" immediately before the phrase "to impose requirements necessary to make such regulation and control reasonably complete and effective," and by adding the following immediately after that phrase: "and to provide for the development of an... | |
| United States. Supreme Court - 1975 - 1308 lapas
..."transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto." Securities Exchange Act of 1934, § 2, 15 USC § 78b. Self-regulation was adopted as a means of policing... | |
| 1975 - 472 lapas
..."transactions in securities as commonly conducted upon securities exchanges and overthe-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto . . . . " Congress created the Commission to provide this regulation and foster effective protection... | |
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