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" Securities Exchange Act of 1934." NECESSITY FOR REGULATION AS PROVIDED IN THIS TITLE SEC. 2. For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with... "
Decisions and Reports - 293. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Hearings, Reports and Prints of the Senate Committee on Banking, Housing and ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1976 - 1160 lapas
...transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, ... to insure the maintenance of fair and honest markets in such transactions. 73/ Business Week estimates...
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Securities Activities of Commercial Banks: Hearings Before the Subcommittee ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1976 - 472 lapas
..."transactions m securities as commonly conducted upon securities exchanges and overthe-counter markets are affected with a national public interest which makes it necessary to provide for regulation •nd control of such transactions and of practices and matters related thereto . . . . " Congress...
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International Banking Act of 1977: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1977 - 812 lapas
...securities as commonly conducted upon securities exchanges and over-the-counter markets are a'fected with a national public interest which makes it necessary to provide for regulation and control of luch transactions and of practices and matters related thereto. . . to insure the maintenance of fair...
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Foreign Payments Disclosure: Hearings Before the Subcommittee on Consumer ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1977 - 240 lapas
...transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which makes it necessary ... to require appropriate reports . . . ." An additional objective of the Exchange Act is to provide a fair...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 lapas
...transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, including transactions by officers, directors^ and principal security holders, to require appropriate...
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Commodity Futures Trading Commission Reauthorization: Hearings Before the ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1982 - 782 lapas
...securities exchanges and over-the-counter markets are affected with a national public interest which make it necessary to provide for regulation and control...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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Crime and Secrecy, the Use of Offshore Banks and Companies: Hearings Before ...

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1983 - 452 lapas
...transactions in securities as commonly conducted upon securities exchanges and over the counter markets are affected with a national public interest which makes it necessary to provide for regulation .... Among the justifications for the enactment of this legislation was the need to prevent the type...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 lapas
...transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto, including transactions by officers, directors, and principal security holders, to require appropriate...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 lapas
...securities-transactions and the safeguarding of securities and funds related thereto, «nd to jimpose requirements necessary to make such regulation and...effective, in order to protect interstate commerce, the national credit, the Federal taxing power, to protect and make more effective the national banking...
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Tender Offer Reform: Hearings Before the Subcommittee on Telecommunications ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1988 - 282 lapas
..."transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which...transactions and of practices and matters related thereto * * * in order to protect interstate commerce, * * * and to insure the maintenance of fair and honest...
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