 ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light...  Decisions and Reports - 349. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | Wisconsin - 1969 - 1682 lapas
...mail addressed to the last known address of the person liable. (2) Any person who purchases a security by means of any untrue statement of a material fact...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
 | 1969 - 298 lapas
...address of the person liable. 15 (2) Any person who purchases a security by means of any untrue 16 statement of a material fact or any omission to state a material fact 17 necessary in order to make the statements made, in the light of the 18 circumstances under which... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1971 - 852 lapas
...markets." More specifically, the commission is charged with preventing anyone from selling securities by means of any "untrue statement of a material fact or any omission to state a material fact" of from engaging in "any transaction, practice, or course of business which operates or would operate... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1972 - 1512 lapas
...markets." More .specifically, the commission is charged with preventing anyone from selling securities by means of any "untrue statement of a material fact or any omission to state a material fact" of from engaging in "any transaction, practice, or course of business which oiierates or would operate... | |
 | United States. Securities and Exchange Commission - 1992 - 1098 lapas
...makes it unlawful for any person in the offer or sale of any securities to do any of the following: "(1) to employ any device, scheme or artifice to defraud,...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances in which they were made, not misleading,... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1973 - 378 lapas
...transportation or communication in interstate commerce or by the use of the mails, directly or indirectly ... to obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
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