 ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light...  Decisions and Reports - 349. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 806 lapas
...question of fraud, I would like to read the provisions of section 17 (a) of the Securities Act of 1933: It shall be unlawful for any person in the sale of any...material fact, or any omission to state a material fact necessity in order to make the statements made, in the light of the circumstances under which they... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 lapas
...question of fraud, I would like to read the provisions of section 17 (a) of the Securities Act of 1933: It shall be unlawful for any person in the sale of any...material fact or any omission to state a material fact necessajry in order to make the statements made, in the light of the circumstances under which they... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...person in the offer orw sale of any securities by the use of any means or instruments of transport ation or communication in interstate commerce or by the...circumstances under which they were made, not misleading, or (¡i) to engage in any transaction, practice, or course of business which operates or would operate... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...communication in interstate commerce or by the use of the minis, directly or indirectly — (1) to employ nny device, scheme, or artifice to defraud, or (2) to...any omission to state a material fact necessary in "i tier to make the statements made, in the light of the circumstances under which they were made,... | |
 | United States. Congress. House. Committee on Ways and Means - 1959 - 860 lapas
...which make unlawful, in the offering or sale of securities generally, any fraud or misrepresentation by means of any untrue statement of a material fact, or any failure to state a material fact necessary to make other statements not misleading. Thus, investment... | |
 | United States. Congress. House Ways and Means - 1959 - 866 lapas
...which make unlawful, in the offering or sale of securities generally, any fraud or misrepresentation by means of any untrue statement of a material fact, or any failure to state a material fact necessary to make other statements not misleading. Thus, investment... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 72 lapas
...or sells a security in violation of section 201 (a) or 30.r>(b) ; or (2) offers or sells a security by means of any untrue statement of a material fact...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not... | |
 | United States. Congress. Senate. District of Columbia - 1964 - 140 lapas
...sells a security in violation of section 4 (a) or 6(b) of this Act; or (2) offers or sells a security by means of any untrue statement of a material fact...any omission to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading... | |
 | United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 lapas
...sells a security in violation of section 4 (a) or 6(b) of this Act; or (2) offers or sells a security by means of any untrue statement of a material fact...any omission to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading... | |
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