| United States. Securities and Exchange Commission - 1967 - 112 lapas
...respect of any one issuer to not more than 5 percent of the total assets of such investment company and to not more than 10 percent of the outstanding voting securities of such issuer. Since the term "security" is defined under the Act to include a guarantee of a security, the securities... | |
| United States. Congress. House. Select Committee on Small Business - 1968 - 418 lapas
...of other regulated investment companies, and "(ii) other securities for purpose of this calculation limited in respect of any one issuer to an amount not greater in value than 20 percent of the amount of combined paid-in capital and paid-in surplus of the small business investment... | |
| United States. Congress. House. Select Committee on Small Business - 1968 - 412 lapas
...of other regulated investment companies, and "(ii) other securities for purpose of this calculation limited in respect of any one issuer to an amount not greater in value than 20 percent of the amount of combined paid-in capital and paid-in surplus of the small business investment... | |
| United States. Internal Revenue Service - 1974
...Government securities, securities of other regulated investment companies and other securities limited to an amount not greater in value than 5 percent of the value of the company's total assets and to not more than 10 percent of the issuer's outstanding voting securities.... | |
| United States. Securities and Exchange Commission - 1952 - 968 lapas
...of other regulated investment companies, and other securities, for the purpose of this calculation limited in respect of any one issuer to an amount...value than 5 percent of the value of the total assets of First York Corporation and to not more than 10 percent of the outstanding voting securities of any... | |
| United States. Securities and Exchange Commission - 1972 - 1376 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per... | |
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