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" Government securities, securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5... "
Code of Federal Regulations: Containing a Codification of Documents of ... - 50. lappuse
2001
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The Code of Federal Regulations of the United States of America

1985
...interest. (d) Diversification of investment requirements— (1) 75-percent test Section 856(cX5)(A) requires that at the close of each quarter of the...75-percent asset diversification requirement in section 856(c)(5XA), it will also meet the first test under section 856(c)(5)(B) since it will, of necessity,...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 473 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Investigation of Lincoln Savings & Loan Association: Hearings Before the ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs - 1989
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Compilation of Securities Laws Within the Jurisdiction of the ..., 4. sējums

United States - 1997 - 720 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Asset Management and Investor Protection: An International Analysis

Julian Franks, Colin Mayer, Luis Correia da Silva - 2003 - 304 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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International Funds: A Practical Guide

Catherine Turner - 2004 - 240 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Pass the 6: A Training Guide for the NASD Series 6 Exam

Robert Walker, Robert Mark Walker - 2006 - 349 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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Pass the 7: A Training Guide for the NASD Series 7 Exam

Robert Walker, Robert Mark Walker - 2007 - 516 lapas
...securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per...
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