| 1971 - 668 lapas
...(2) of section 15A of the Act, including the requirement that rules of such an association shall be designed to promote just and equitable principles...between customers or issuers, or brokers or dealers; to produce fair and informative quotations, both at the wholesale and retail level, to prevent fictitious... | |
| 1972 - 692 lapas
...(2) of section 15A of the Act, including the requirement that rules of such an association shall be designed to promote Just and equitable principles...between customers or issuers, or brokers or dealers; to produce fair and informative quotations, both at the wholesale and retail level, to prevent fictitious... | |
| 1973 - 746 lapas
...(8) of section ISA of the Act, including the requirement that rules of such an association shall be designed to promote just and equitable principles...of a free and open market, and not to permit unfair discriminaton between customers or issuers, or brokers or dealers; and to assure that any disciplinary... | |
| United States. Securities and Exchange Commission - 1992 - 866 lapas
...that the rules of the Exchange be designed to prevent fraudulent and manipulative acts and practices, / <m J D [ S O " ,Y 2 vgR xΡEZ7B-' U g¤ y֣x А > 7 ҷ R> z( j c &a mechaB. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe... | |
| United States - 1973 - 402 lapas
...of commissions or other charges, and in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market." (c) Section 15(c) of said Act is amended by adding at the end 52 stat. 1075. thereof the following... | |
| United States. Securities and Exchange Commission - 1990 - 918 lapas
...rules of the Exchange are to be designed to prevent fraudulent and manipulative acts and practices and to remove impediments to and perfect the mechanism of a free and open market. B. Self-Regulatory Organization's Statement on Burden on Competition The PHLX does not believe that... | |
| United States. Congress. Senate. Committee on Appropriations - 1966 - 1408 lapas
...rates of commission or other charges, and in general to protect investors and the public interest and to remove impediments to and perfect the mechanism of a free and open market. The 1904 amendments require such nonmember broker-dealers to pay to the Commission fees which are designed... | |
| United States. Securities and Exchange Commission - 1991
...consistent with the requirement in Section 6(b)(5) that the rules of an exchange should be designed to remove impediments to and perfect the mechanism of a free and open market.i2 Accordingly, the Commission believes that it is appropriate to approve the proposed rule... | |
| United States. Securities and Exchange Commission - 1988 - 814 lapas
...orders to reach the specialist for execution. This should facilitate transactions in securities and help remove impediments to and perfect the mechanism of a free and open market. The Commission also believes that the Exchange's use of a single list of stocks for disseminating order... | |
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