 | 2002 - 1016 lapas
...(except a sale to a stabilizing bid complying with §242.104 of this chapter) by any broker or dealer, for his own account or for the account of any other person, effected at a price to the most recent offer communicated by such broker or dealer to an exchange or... | |
 | 1985 - 688 lapas
...this section (except a sale to a stabilizing bid complying with § 240.10b-7) by any broker or dealer, for his own account or for the account of any other person, effected at a price equal to the most recent offer communicated by such broker or dealer to an exchange... | |
 | 2001 - 994 lapas
...(except a sale to a stabilizing bid complying with §242.104 of this chapter) by any broker or dealer, for his own account or for the account of any other person, effected at a price to the most recent offer communicated by such broker or dealer to an exchange or... | |
 | United States. Congress. Senate. Committee on Finance - 1954 - 656 lapas
...authority, the SEC issued rule X-10A-1. The first three paragraphs of this rule are as follows : "(a) No person shall, for his own account or for the account of any other person, effect on a national securities exchange a short sale of any security (1) below the price at which the last... | |
 | 1964 - 574 lapas
...Nos. 2690 and 2822 In tabulation, Part 241 of this chapter. SHORT SALES § 240.10al Short sales. (a) No person shall, for his own account or for the account of any other person, effect on a national securities exchange a short sale of any security (1) below the price at which the last... | |
 | 1967 - 1182 lapas
...2690 and 2822 In tabulation. Part 241 of this chapter. SHORT SALES § 210. HI:.-! Short sales. (a) No person shall, for his own account or for the account of any other person, effect on a national securities exchange a short sale of any security (1) below the price at which the last... | |
 | 1980 - 1016 lapas
...For the convenience of the user, the superseded text is as follows: § 2 IM.10a-1 Short -aks. (a)(1) No person shall, for his own account or for the account...short sale of any security registered on, or admitted tc unlisted trading privileges on, a nationa, securities exchange, if trades in such security are reported... | |
 | 2006 - 1092 lapas
...Apr. 22, 1986; 65 FR 64139. Oct. 26, 2000: 68 FR 192. Jan. 2, 2003] §240.10al Short sales. (a)(l)(i) No person shall, for his own account or for the account...a national securities exchange, if trades in such securities are reported pursuant to an "effective transaction reporting plan" as defined in §242.600... | |
 | 1976 - 854 lapas
...3600 and 2822 In tabulation, Part 341 of this chapter. SHORT SALES § 240.10al Short sales. (a) (1 ) No person shall, for his own account or for the account...security registered on, or admitted to unlisted trading privilèges on, a national securities exchange, if trades In such security are reported pursuant to... | |
 | 1995 - 868 lapas
...distribution, all sale prices prior to the "ex" date may be reduced : by the value of such distribution, i (b) No person shall, for his own account or for the account of any other i person, effect on a national securities : exchange a short sale of any security not covered by paragraph... | |
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Short sales. (a) No person shall, for his own account or for the account of any other person, effect on a national securities exchange a short sale of any security (1) below the price at which the last sale thereof, regular way, was effected on such exchange,... 
