 | 1999 - 348 lapas
...in question, any other Person controlling, controlled by or under common control with such Person. "Control" (including the terms "controlling," "controlled...direct or indirect, of the power to direct or cause the direction of the management and policies of aTerson, whether through the ownership of voting securities,... | |
 | United States. Congress. House. Committee on Banking and Financial Services - 2000 - 240 lapas
...(3) Furnishes consumer reports to other persons. H. "Control," including the terms "controlled by" or "under common control with," means the possession,...a person, whether through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagemem services, or otherwise,... | |
 | James P. Hawley, Andrew T. Williams - 2000 - 268 lapas
...current definition is overly broad and inherently vague.35 Securities Act Rule 405 defines control as the "possession, direct or indirect, of the power...a person, whether through the ownership of voting securities ... or otherwise." This means the potential to influence control is sufficient to be considered... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 lapas
...controlled by, or is under common control with, the person specified."31 The term "control" is defined as "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise."32 An affiliate's executive officer, director (when employed... | |
 | Robert H. Rosenblum - 2003 - 984 lapas
..."control" (and various derivations of that term), for certain purposes under the 1933 Act, to mean "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise." Third, "[a] natural person shall be presumed not to be... | |
 | Gabriele Klein - 2013 - 292 lapas
...des Securities Exchange Act von 1934 übertragen.74 SEC Rule 405 definiert den Begriff contra! als the possession, direct or indirect, of the power...of a person whether through the ownership of voting securities, contract, or otherwise". Es wird deutlich, dass der Begriff der control relativ weit auszulegen... | |
 | Douglas L. Hammer - 2005 - 398 lapas
...intermediaries, controls, or is controlled by, or is under common control with, an issuer.63 "Control" means "the possession, direct or indirect, of the...a person, whether through the ownership of voting securities, by contract, or otherwise."64 Percentage ownership does not determine control, but 57.... | |
 | Andrea Lohse - 2005 - 580 lapas
...controlled by, or is under common control with, the person specified." Dabei wird control verstanden als the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise." Zu diesem Personenkreis zählen insbesondere executive officers,... | |
 | Frederick D. Lipman, L.Keith Lipman - 2006 - 290 lapas
...term "control" consistent with other definitions of this term under the Securities Exchange Act as "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract or otherwise."6 The determination of whether a person falls within the category... | |
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