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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
Code of Federal Regulations: Containing a Codification of Documents of ... - 192. lappuse
1980
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. District of Columbia Committee - 1973 - 106 lapas
...(b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c) "control" (including the terms "controlling", "controlled...a person, whether through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise,...
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Fixed Rates and Institutional Membership, Hearings Before the Subcommittee ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 620 lapas
...term "control"' is generally understood as in Rule 405 under the Securities Act of 1933 to mean ". . . the possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise." The experience of most member firms managing institutional...
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The Effects of the Postal Service's Policies on Small Business: Hearings ...

United States. Congress. House. Permanent Select Committee on Small Business. Subcommittee on Environmental Problems Affecting Small Business - 1974 - 254 lapas
...example, the regulations of the Securities and Exchange Commission define "control" to mean : * * * the possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise. Mr. HUNGATE. If it has been done, I would like to have an example...
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Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ...

United States. Congress. Senate. Committee on Government Operations. Subcommittee on Budgeting, Management, and Expenditures - 1974 - 572 lapas
...thus control may be the consequence of 1 "Control" Is defined In Rule 405 under the Securities Act as the possession, direct or Indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise. voting power, contract or other relationship. Form 10-K requires...
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The Effects of the Postal Service's Policies on Small Business: Hearings ...

United States. Congress. House. Permanent Select Committee on Small Business. Subcommittee on Environmental Problems Affecting Small Business - 1974 - 252 lapas
...example, the regulations of the Securities and Exchange Commission define "control" to mean : * * * the possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise. Mr. HUNGATE. If it has been done, I would like to have an example...
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Police, Firemen, and Teachers Salaries; Qualification of ..., 75-76. lapa

United States. Congress. Senate. District of Columbia - 1974 - 334 lapas
...(c) "control" (including the terms "controlling", "controlled by" and "under common control with") r means the possession, direct or indirect, of the power...policies of a person, whether through the ownership of o voting securities, by contract other than a commercial contract for goods or nonmanagement services,...
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Proposed Offer by Crane Company to Acquire Anaconda Company: Hearing Before ...

United States. Congress. Senate. Government Operations Committee - 1975 - 308 lapas
...control of a company, that must be disclosed. "Control" is defined in Securities Act Rule 405 to be: The possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise. After a company files a registration statement, it is promptly...
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Railroads--1975: Hearings Before the Subcommittee on Surface Transportation ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - 1975 - 1024 lapas
...four-week periods (as defined in Sections 1240.4, 1240.5, and 1249.3 of Title 49 CFR). Control.—The term “control” (including the terms “controlling,”...direct or Indirect, of the power to direct or cause the direction of the management or policies of a person, natural or artificial. Sources of power may...
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Corporate Rights and Responsibilities: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Commerce - 1976 - 480 lapas
...Definitions Annual reporting. — The term "annual reporting" means as of December 31 of each calendar year. Control. — The term "control" (Including the terms...direct or indirect, of the power to direct or cause the direction of the management or policies of a person, natural or artificial. Sources of power may...
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Foreign Corrupt Practices and Domestic and Foreign Investment Disclosure ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1977 - 268 lapas
...DEFINITIONS Annual reporting. — The term "annual reporting" means as of December 31 of each calendar year. Control. — The term "control" (including the terms...direct or indirect, of the power to direct or cause the direction of the management or policies of a person, natural or artificial. Sources of power may...
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