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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
Code of Federal Regulations: Containing a Codification of Documents of ... - 192. lappuse
1980
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The Code of Federal Regulations of the United States of America

1992 - 694 lapas
...partnership interest. Commission. The term Commission means the Securities and Exchange Commission. Control. The term control (including the terms controlling,...management and policies of a person, whether through i Securities and Exchange Commission the ownership of voting securities, by contract, or otherwise....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 1004 lapas
...definition is included in this paragraph. (1) Control. The term control (including the term controlling) means the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise. (2) Person. The term person means an individual, corporation,...
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The Code of Federal Regulations of the United States of America

1968 - 768 lapas
...terms "controlling", "controlled by" and "under common control with") means the possession, direot or indirect, of the power to direct or cause the direction...a person, whether through the ownership of voting securities, by contract, or otherwise. (g) Director. The term "director" means any director of a corporation...
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Study of Securities and Exchange Commission: Hearings Before a ..., 1-2. daļas

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 lapas
...owning securities of banks, for the purpose and with the effect of exercising control. Control.—The term "control" (including the terms "controlling,"...a person, whether through the ownership of voting securities, by contract, or otherwise. Equity security.—The term "equity security" means any stock...
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General Rules and Regulations Under the Securities Act of 1933

United States. Securities and Exchange Commission - 1963 - 100 lapas
...unincorporated person. Commission. — The term "Commission" means the Securities and Exchange Commission. Control. — The term "control" (including the terms...a person, whether through the ownership of voting securities, by contract, or otherwise. Director. — The term "director" means any director of a corporation...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 lapas
...business of owning securities of banks, for the purpose and with the effect of exercising control. (c) Control. The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. (d) Equity security. The term "equity security" means any stock...
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Interstate Commerce Act Amendments, Hearings Before the Surface ...

United States. Congress. Senate. Commerce - 1965 - 332 lapas
...intermediaries, controls, or is cotitrolled by or is ufnder common control with, the person specified. (25) The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. Section 303 (c) : Except as provided in section 302(c) of this...
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Hearings

United States. Congress. Senate. Committee on Commerce - 1965 - 1378 lapas
...intermediaries, controls, or is controlled l>y or is ifn-dcr common control with, the person specified. (25) The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or othcririte. Sect ion 303 (c) : Except as provided in section 302(c) of...
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Interstate Commerce Act Amendments: Hearings, Eighty-ninth Congress, First ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - 1965 - 340 lapas
...with, the person specified. (25) The term "control" (including the terms "oontrollmg", "controlled W' and "under common control with") means the possession,...a person, whether through the ownership of voting securities, by contract, or otherwise. Section 303 (c) : Except as provided in section 302(c) of this...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1180 lapas
...unincorporated person. (e) Commission. The term "Commission" means the Securities and Exchange Commission. (f) Control. The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. (g) Director. The term "director" means any director of a corporation...
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