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" No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting, or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - 39. lappuse
autors: United States. Securities and Exchange Commission - 1956
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 lapas
...the statutory standard, expressed in rule X-14A-9, that no solicitation shall be made which contains any statement which, at the time and in the light...respect to any material fact or which •omits to state a material fact necessary to make statements made not false or misleading. And I would suggest, Mr....
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., 1. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 172 lapas
...the statutory standard, expressed in the rules,1* that no solicitation shall be made which contains any statement which, at the time and in the light...respect to any material fact or which omits to state a material fact necessary to make statements made not false or misleading. Finally, let me say a word...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., 1. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 lapas
...statutory standard, expressed in the rules,18 that no solicitation shall be made which contains anv statement which, at the time and in the light of the...respect to any material fact or which omits to state a material fact necessary to make statements made not false or misleading. Finally, let me say a word...
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Some Legal Aspects of United States Savings Bonds ...

United States. U.S. Savings Bonds Division - 1965 - 486 lapas
...judgment. Therefore, Rule 14a-9 of the SEC Proxy Rules formally states that "no solicitation . . . shall be made by means of any proxy statement, form...is made, is false or misleading with respect to any material fact ..." Furthermore, proxy material which ( 1 ) makes predictions as to specific future...
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Effectiveness of Federal Agencies' Enforcement of Laws and Policies Against ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1976 - 198 lapas
...«s Rule 40S above. Rule 14a-9(a) provides: "No solicitation subject to this regulation shall be mude by means of any proxy statement. form of proxy. notice...containing any statement which. at the time and in light of the circumstances under which It Is made. Is false or misleading with respect to any material...
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Effectiveness of Federal Agencies' Enforcement of Laws and Policies Against ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1976 - 190 lapas
...Exchange Act of 1934 is worded substantially the same as Rule 408 above. Rule 14a— 9(a) provides: "No solicitation subject to this regulation shall...of proxy, notice of meeting or other communication, writteü or oral, containing any statement which, at the time and in light of the circumstances under...
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Matters Relating to T. Bertram Lance: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Governmental Affairs - 1977 - 174 lapas
...containing the information specified in l2 CFR ll.5 and ll.5l; B. Using any proxy statement, information statement, form of proxy, notice of meeting or other...the circumstances under which it is made, is false and misleading with respect to any material fact, or which - 4. omits to state any material fact necessary...
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Federal Insurance Act of 1977: Hearings Before the Committee on Banking ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1977 - 854 lapas
...preliminary and permanent injunction against Greater Idaho prohibiting it from making any solicitation by means of any proxy statement, form of proxy, notice...containing any statement which, at the time and in light of the circumstances under which it was made, is false and misleading with respect to any material...
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Code of Federal Regulations: 1985-1999

1980 - 1016 lapas
...Dec. 14, 1978; 44 FR 68456, 68770, Nov. 29, 1979] § 240.14a-9 False or misleading statements. (a) No solicitation subject to this regulation shall be...state any material fact necessary in order to make the stateMi 1144 0 Ml merits therein not false or misleading or necessary to correct any statement...
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Staff Report on Corporate Accountability: A Re-examination of Rules Relating ...

United States. Securities and Exchange Commission. Division of Corporation Finance - 1980 - 810 lapas
...14(a) of the Act shall be made by means of any form of proxy, notice of meeting, or other communication containing any statement which, at the time and in...or misleading with respect to any material fact, or omits to state any material fact necessary in order to make the statements therein not false or misleading....
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