 | Mervin Evans - 2006 - 1149 lapas
...investors. (b) Affiliate. An "affiliate" of, or person "affiliated" with, a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate offering price. "Aggregate offering price" shall mean the sum of all cash, services,... | |
 | Frederick D. Lipman, L.Keith Lipman - 2006 - 290 lapas
...a member of the board and any board committee.4 An affiliated person is defined by the SEC to mean "a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified."5 The SEC defines the term "control" consistent with other definitions of this term under... | |
 | Susan L. Preston - 2011 - 463 lapas
...investors. (b) Affiliate. An "affiliate" of, or person "affiliated" with, a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate off ering price. "Aggregate offering price" shall mean the sum of all cash, services,... | |
 | Harding de C. Williams - 2006 - 382 lapas
...11. SEC, Notices [SRO Rule Approvals], 68 FR64154 (Nov. 12,2003). 12. 17 CFR § 240.10A-(3)(e)(8). as "a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified."13 (emphasis in original) SEC regulations provide that affiliates also include: • an executive... | |
 | American Bar Association. Section of Business Law. Committee on Corporate Counsel - 2007 - 440 lapas
...meeting of stockholders, and agree to serve if elected. DATED: Nonemployee Director APPENDIX DEFINITIONS Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Associate. • any corporation or organization, other than the Company or a majority-owned Company... | |
 | Bruce F. Dravis - 2007 - 206 lapas
..."affiliate" concept:35 The term 'affiliate' of, or a person 'affiliated' with, a specific person, means a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified."36 The term 'control' (including the terms 'controlling,' 'controlled by' and under 'common... | |
 | 1968 - 776 lapas
...Instructions or rules. In addition the following terms shall have the meanings indicated In this section unless the context otherwise requires: (a) Affiliate....under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly... | |
 | 1967 - 748 lapas
...Instructions or rules. In addition the following terms shall have the meanings indicated in this section unless the context otherwise requires: (a) Affiliate....under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly... | |
 | 1970 - 662 lapas
...instructions or rules. In addition the following terms shall have the meanings indicated In this section unless the context otherwise requires: (a) Affiliate....under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly... | |
 | United States. Interstate Commerce Commission - 1002 lapas
...System, Inc. APPENDIX B Definitions of terms used in Form OP-F-200 item 7 (offering circular form): (1) Affiliate. — An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (2) Amount. — The term "amount," when used in regard to securities means the principal amount if... | |
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affiliate" of, or a person "affiliated" with, a specified person, Is a person that directly, or Indirectly through one or more intermediaries, controls, or is controlled by, or Is under common control with, the person specified. 
