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" ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - 403. lappuse
autors: United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 639 lapas
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 lapas
...a registration statement as provided in subsection (d) of section 15 of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)...
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Investigation of Regulatory Commissions and Agencies: Hearings [and Index ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1958 - 1474 lapas
...statement in any report or document required to be filed under any such rule or regulation, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact." Mr. MCCAULEY. If I could paraphrase first section 32, it says : Any person who willfully...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 lapas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 lapas
...becoming such (A) has wilfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...with respect to registration, any statement which ivas at the time and in the light of the circumstances under which it was made false or misleading...
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Report of special study of securities markets of the Securities ..., 3. sējums

United States. Securities and Exchange Commission - 1963
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. Section...
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Report, 3. sējums

United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963 - 138 lapas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. Section...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 lapas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 lapas
...statement in any report or document required to be filed under any such rule or regulation, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact.1 Separability of Provisions SECTION 33. If any provision of this act, or the application...
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