...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities; but does not include (A) a bank, or any bank holding company as defined in the Bank Holding Company...

...and executions by floor brokers. 7 USC 6J. Trades by futures commission merchants. or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; but docs not include (i) any bank or trust company, (ii) any. newspaper reporter, newspaper...

...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities." Advisers included in this definition range from those who provide advice by means of impersonal publications...

...and executions by floor brokers. 7 USC 6J. Trades by futures commission merchants. or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; but does not include (i) any bank or trust company, (ii) any newspaper reporter, newspaper...

...and executions by floor brokers. 7 USC 6J. Trades by futures commission merchants. or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; but does not include (i) any bank or trust company, (ii) any newspaper reporter, newspaper...

...advisability of investing in, purchasing, or selling municipal bonds, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning municipal bonds". Municipal bond rating is then defined as "a quantitative assessment, or an assessment...

...comments on HR 675. ing in, purchasing, or selling, municipal bonds, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concernIng municipal bonds . . ." (Emphasis added.) This broad definition would cover the investment adviser conducting...

...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities; but does not include (A) a bank, or any bank holding company as defined in the Bank Holding Company...

...advisor.'1 1396 Pub. Law 93-463 October 23, 1974 Ity pool ind jns hy rokers. j. oommer or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; but does not include (i) any bank or trust company, (ii) any newspaper reporter, newspaper...

...delivery on or subject to the rules of any contract market, or who for compensation or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities • * *." (Exclusions from the definition deleted.) • As amended by Section 202 of the...