...power under Section 19(b)(9) of the Securities Exchange Act of 1934, 15 USC |78(s) to make rules for "the fixing of reasonable rates of commission, interest, listing, and other charges." 250 F. Supp. 562, 565 (ND 111. 1966). The Court further held that since the SEC could review the rates...

...on the exchange and upon tickers maintained by or with the consent of the exchanges, including the method of reporting short sales, stopped sales, sales...issuers in default, bankruptcy, or receivership," et cetera. I would submit that seems to be a far more pertinent type of authority than section 17 (a)...

...is most specifically expressed in section 19(b) of such act which deals with "such matters as * * * the fixing of reasonable rates of commission, interest, listing, and other charges * * * and * * * similar matters." Insofar as institutional membership is employed primarily as a vehicle...

...the consent of the exchange, including the method of reporting short sales, stopped sales, sales or securities of issuers in default, bankruptcy or receivership,...other charges; (10) minimum units of trading; (11) odd- lot purchases and sales; (12) minimum deposits on margin accounts; and (13) similar matters. (c)...

...bid and asked quotations available on the exchange and of transactions on the exchange, Including the method of reporting short sales, stopped sales , sales...receivership, and sales involving other special circumstances; (xv) minimum units of trading; (xvl) odd-lot purchases and sales; and (xvll) minimum deposits on margin...

...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...or receivership, and sales involving other special circumstance*; (9) the fixing of reasonable rates of commission, interest, listing, and other charges;...

...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers in default, in bankruptcy or receivership, and sales involving other special circumstances; [9] the fixing of uniform...

...including the method of reporting short sale*, stopped sales, sales of securities of issuers in default, in bankruptcy or receivership, and sales involving other special circumstances; [9] the fixing of uniform rates of commission, interest and other charges; [10 minimum units of trading; 111] odd-lot...

...Commission may concern itself. And subsection (9) of the Section gives the Commission jurisdiction over "the fixing of reasonable rates of commission, interest, listing, and other charges. . . ." Not only does this specific subsection grant authority to the Commission over any aspect of...

...on the exchange and upon ticketers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters shall be reviewed by the Commission, which shall approve such rules only upon a finding, after appropriate...