...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...default, bankruptcy or receivership, and sales involving oilier special circumstances; (9) the fixing of reasonable rates of commission, interest, listing,...

...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...

...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts: and (13) similar matters." Opinion of the Court, 373 US such trading inexorably brings contact and dealings with nonmember firms...

...transactions on the exchange and upon tickers maintained by or with the consent of the exchange. Including the method of reporting short sales, stopped sales, sales...purchases and sales; (12) minimum deposits on margin accountsand (13) similar matters." K«Note, however, the Supreme Court's statement In the Silver case,...

...and of closing accounts; the reporting of transactions, both on the exchange floor and on tickers: the fixing of reasonable rates of commission, interest, listing, and other charges; minimum units of trading and odd-lot purchases and sales; minimum deposits on margin accounts; and...

...porting of transactions, and 'similar matters.' Listed ninth among these matter for exchange rules is '(9) the fixing of reasonable rates of commission, interest listing, and other charges.' Section 19(b) (9), 15 USC, i 78e. "It may be conceded that the rulemaking power thus conferred is granted...

...reporting of transactions, and 'similar matters.' Listed ninth among these matters for exchange rules is '(9) the fixing of reasonable rates of commission, interest, listing, and other charges.' Section 19(b)(9), 15 USC f 78s. "It may be conceded that the rulemaking power thus conferred is granted...

...on the exchange and upon tickers tmiintnlned by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. STATEMENT OF GORDON S. MACKLIN, PRESIDENT, NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., ACCOMPANIED...

...the exchange and npoi tickers maintained by or with the consent of the exchange, including the metho< of reporting short sales, stopped sales, sales of...receivership, and sales involving other special circumstances : (91 the fixing of reasonable rates of commission, interest, listing, and other charges (10) minimum...

...on the exchange and upon tickers maintained by or with the consent of the exchanges, including the method of reporting short sales, stopped sales, sales...issuers in default, bankruptcy, or receivership," et cetera. I would submit that seems to be a far more pertinent type of authority than section 17 (a)...