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" No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under... "
The Code of Federal Regulations of the United States of America - 357. lappuse
1967
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Staff Report on Corporate Accountability: A Re-examination of Rules Relating ...

United States. Securities and Exchange Commission. Division of Corporation Finance - 1980 - 810 lapas
...2d Sess. 13 (1934). SB/ S. Rep. No. 793, 73d Cong., 2d Sess. 12 (1934). 89/ Rule 14a-9(a) provides: (a) No solicitation subject to this regulation shall...subject matter which has become false or misleading. 90/ 426 US 438 (1976). - C35 consider it inportant in deciding how to vote.91/ The Court added that...
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Securities Regulation: Liabilities and Remedies

Marc I. Steinberg - 1984 - 1220 lapas
...17C.FR §240.14al et. seq. 107 Id. § 240.14a-9. Rule 14a-9 provides, in pertinent part, as follows: "No solicitation subject to this regulation shall...subject matter which has become false or misleading." 108 See Ns. 122-128 and accompanying text infra. See Ns. 111-122 and accompanying text infra. 110 JI...
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The Financing of Mergers and Acquisitions: Hearing Before the Subcommittee ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy - 1985 - 408 lapas
...Material fact, or which oirits to State any material fact necessary in order to maKe the atatenente therein not false or misleading or necessary to correct...proxy for the same meeting or subject matter which ha* become false or Misleading, 17 Crft. f240.14a-t(t> (1*14). The purpose of this provision ia to...
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SEC and Corporate Audits: Hearings Before the Subcommittee on Oversight and ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1985 - 1258 lapas
...prohibiting false and misleading statements, Rule 14a-9 prohibits solicitations with proxy material 'which omits to state any material fact necessary...necessary to correct any statement in any earlier communications ... which has become false or misleading." _s/ As an example of the operation of these...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1986 - 1056 lapas
...circumstances under which it is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary in order...of a proxy for the same meeting or subject matter that has become false or misleading. Depending upon particular circumstances, the following may be...
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Due Diligence in Business Transactions

Gary M. Lawrence - 2023 - 1506 lapas
...of a company filing a registration statement that contains any statement which, at the time and in light of the circumstances under which it is made,...of a proxy for the same meeting or subject matter that has become false or misleading. Although the Certificate of Incorporation and the Bylaws of the...
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The Code of Federal Regulations of the United States of America

1972 - 692 lapas
...Dec. 29, 1967] § 240.14c-6 False or misleading statements. (a) No information statement shall contain any statement which, at the time and in the light...statement in any earlier communication with respect to the same meeting or subject matter which has become false or misleading. (b) The fact that an information...
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The Code of Federal Regulations of the United States of America

1968 - 776 lapas
...Dec. 29, 1967] § 240.14c-6 False or misleading statements. (a) No information statement shall contain any statement which, at the time and in the light...statement in any earlier communication with respect to the same meeting or subject matter which has become false or misleading. (b) The fact that an information...
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The Code of Federal Regulations of the United States of America

1970 - 662 lapas
...Dec. 29, 1967] § 240.14c-6 False or misleading statements. (a) No information statement shall contain any statement which, at the time and in the light...statement In any earlier communication with respect to the same meeting or subject matter which has become false or misleading. (b) The fact that an information...
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The Code of Federal Regulations of the United States of America

1967 - 748 lapas
...considered. § 240.14c-6 False or misleading statements. (a) No information statement shall contain any statement which, at the time and in the light...statement in any earlier communication with respect to the same meeting or subject matter which has become false or misleading. (b) The fact that an information...
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