 | United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 lapas
...Puerto Rico, the Canal Zone, the Virgin Islands, or any other possession of the United States. (20) "Underwriter" means any person who has purchased from...direct or indirect common control with the issuer. (21) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act... | |
 | United States - 1987 - 560 lapas
...Columbia, Puerto Rico, the Canal Zone, the Virgin Islands, or any other possession of the United States. * (40) "Underwriter" means any person who has purchased...completed such person shall cease to be an underwriter in respect of such securities or the issuer thereof. (41) "Value", with respect to assets of registered... | |
 | United States - 1985 - 484 lapas
..."State" means any State of the United States, the District of Columbia, Puerto Rico, the Canal Zone, the Virgin Islands, or any other possession of the...completed such person shall cease to be an underwriter in respect of such securities or the issuer thereof. (41) "Value", with respect to assets of registered... | |
 | United States - 1987 - 556 lapas
...Columbia, Puerto Rico, the Canal Zone, the Virgin Islands, or any other possession of the United States. ' (40) "Underwriter" means any person who has purchased...completed such person shall cease to be an underwriter in respect of such securities or the issuer thereof. (41) "Value", with respect to assets of registered... | |
 | United States - 1988 - 552 lapas
...District of Columbia, Puerto Rico, the Virgin Islands, or any other possession of the United States. (20) "Underwriter" means any person who has purchased from...direct or indirect common control with the issuer. (21) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 lapas
...to a commission from an underwriter or dealer not in excess of the usual and customary distributors or seller's commission. As used in this paragraph...direct or indirect common control with the issuer. (21) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 lapas
...commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer"...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or... | |
 | United States - 1989 - 584 lapas
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
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... such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess... 
