 It shall be unlawful for any person In the sale of any securities by the use of any means or instruments of transportation or communication in Interstate commerce or by the use of the mails, directly or indirectly (1) to employ any device, scheme,...  Decisions and Reports - 349. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | United States - 1988 - 560 lapas
...or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,... | |
 | United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 268 lapas
...provisions, Section 17 (b) of the Securities Act of 1933 provides: It shall be unlawful for any person, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 lapas
...FRAUDULENT INTERSTATE TRANSACTIONS SEC. 17. [77q] (a) It shall be unlawful for any person in the offer or sale of any securities by the use of any means or...the use of the mails, directly or indirectly 1 See also section 24(e)(3) of the Investment Company Act of 1940, infra. Sec. 18 SECURITIES ACT OF 1933... | |
 | United States - 1987 - 556 lapas
...or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,... | |
 | United States - 1989 - 584 lapas
...or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1996 - 162 lapas
...their trading programs; and, F. Section 17(a) of the Securities Act prohibits, in the offer and sale of securities, by the use of any means or instruments...or by the use of the mails directly or indirectly, employing devices, schemes or artifices to defraud; obtaining money or property by means of untrue... | |
 | United States - 1997 - 776 lapas
...Company Act of 1940, infra. 36-648 97-2 ments of transportation or communication in interstate com me-: or by the use of the mails, directly or indirectly (1) to employ any device, scheme, or artifice to defraud, a (2) to obtain money or property by means of any untru statement of a material fact or... | |
 | Kevin Lichtman, Lynn N. Duke - 2000 - 241 lapas
.../CCL/33Act/sec17.html Use of interstate commerce for purpose of offering for sale. It shall be unlawful for any person, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper article,... | |
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