Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
6.–10. rezultāts no 100.
1332. lappuse
... tion on a pilot basis before the end of 1971 . ( 4 ) Computerized Bond Deliveries . - CCS plans to begin a pilot program for the computerized delivery of a limited number of NYSE - listed domestic corporate registered non - callable ...
... tion on a pilot basis before the end of 1971 . ( 4 ) Computerized Bond Deliveries . - CCS plans to begin a pilot program for the computerized delivery of a limited number of NYSE - listed domestic corporate registered non - callable ...
1333. lappuse
... tion of computer terminals in the offices of CSDS depositors to effect transfers and determine securities and cash positions almost instantaneously . A full - time task force , including representatives of the participating securi- ties ...
... tion of computer terminals in the offices of CSDS depositors to effect transfers and determine securities and cash positions almost instantaneously . A full - time task force , including representatives of the participating securi- ties ...
1345. lappuse
... tion of State or municipal transfer taxes to transactions taking place outside that State or municipality . Our recommendation arises from our assessment of need of the entire industry and country for the elimination of tax burdens ...
... tion of State or municipal transfer taxes to transactions taking place outside that State or municipality . Our recommendation arises from our assessment of need of the entire industry and country for the elimination of tax burdens ...
1346. lappuse
... tion . We do this in expectation that the Subcommittee is primarily concerned with solutions rather than an extensive detailing of problems . Securities clearance We recommend adoption by the industry of the continuous netting concept ...
... tion . We do this in expectation that the Subcommittee is primarily concerned with solutions rather than an extensive detailing of problems . Securities clearance We recommend adoption by the industry of the continuous netting concept ...
1351. lappuse
... tion will bring to bear on soluton of the problem the knowledge and talents of many people in many locations , and will mitigate or preclude the possibility of dominance by an industry segment or a single financial center . While we ...
... tion will bring to bear on soluton of the problem the knowledge and talents of many people in many locations , and will mitigate or preclude the possibility of dominance by an industry segment or a single financial center . While we ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange