Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
6.–10. rezultāts no 100.
1352. lappuse
... respect to depositories , the Pacific Coast Stock Exchange favors development of regional depositories . We feel this is the most expeditious and efficient method of effecting clearance , settlement , and transfer of securities ...
... respect to depositories , the Pacific Coast Stock Exchange favors development of regional depositories . We feel this is the most expeditious and efficient method of effecting clearance , settlement , and transfer of securities ...
1356. lappuse
... respect to securities deliveries and transfers between these regions . As depositories are developed by the other regional exchanges , we anticipate that a network of accounts linking one with the other will further reduce the movement ...
... respect to securities deliveries and transfers between these regions . As depositories are developed by the other regional exchanges , we anticipate that a network of accounts linking one with the other will further reduce the movement ...
1357. lappuse
... Respect to Depositories Any Federal law pre - empting the field of regulation of depositories should not require one central depository . To a considerable degree , the financial activities of the country still have a regional focus ...
... Respect to Depositories Any Federal law pre - empting the field of regulation of depositories should not require one central depository . To a considerable degree , the financial activities of the country still have a regional focus ...
1369. lappuse
... respect has been signifi- cantly constructive . What is yet to be accomplished when the banking community and other financial institutions are permitted to participate on a full depository basis , will be even more meaningful . The ...
... respect has been signifi- cantly constructive . What is yet to be accomplished when the banking community and other financial institutions are permitted to participate on a full depository basis , will be even more meaningful . The ...
1397. lappuse
... respect to item 7 , it seems to me , coming back to this question of independence , that there would be a serious conflict of interest if the corporation that was charged with the operations and enforcement were also to be the insuror ...
... respect to item 7 , it seems to me , coming back to this question of independence , that there would be a serious conflict of interest if the corporation that was charged with the operations and enforcement were also to be the insuror ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange