Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
6.–10. rezultāts no 64.
2415. lappuse
... important , publicly visible problem of an industry - and to work with and among competitors in that industry and enjoy general support for a dispassionate careful approach to understanding the problem , having the freedom to describe ...
... important , publicly visible problem of an industry - and to work with and among competitors in that industry and enjoy general support for a dispassionate careful approach to understanding the problem , having the freedom to describe ...
2425. lappuse
... important influence on the time required for a buy to clear is the stock clearing performance of the two parties to the settlement . Both the buying broker / dealer and the broker / dealer making delivery of the certificates influence ...
... important influence on the time required for a buy to clear is the stock clearing performance of the two parties to the settlement . Both the buying broker / dealer and the broker / dealer making delivery of the certificates influence ...
2426. lappuse
... important influence on the probability of a fail is the presence of a stock clearing house in the system used to clear the trade . Stock clearing through a clearing house is done more promptly than is direct clearing . This influence ...
... important influence on the probability of a fail is the presence of a stock clearing house in the system used to clear the trade . Stock clearing through a clearing house is done more promptly than is direct clearing . This influence ...
2427. lappuse
... stock clearing system . We conclude that this lack of knowledge must be corrected if there is to be any important change in stock clearing performance . GUIDELINES FOR JUDGING REMEDIES ADL suggests that the following guidelines 4 2427.
... stock clearing system . We conclude that this lack of knowledge must be corrected if there is to be any important change in stock clearing performance . GUIDELINES FOR JUDGING REMEDIES ADL suggests that the following guidelines 4 2427.
2431. lappuse
... important ways from the simplified presentation given in Figure 1. Variations of particular importance to stock clearing are that a stock clearing house may or may not be involved in the clearing process , and the selling broker may ...
... important ways from the simplified presentation given in Figure 1. Variations of particular importance to stock clearing are that a stock clearing house may or may not be involved in the clearing process , and the selling broker may ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange