Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1970 |
No grāmatas satura
6.–10. rezultāts no 100.
25. lappuse
... Exchange Commission 5 The Securities Exchange Act of 1934 ( 15 U.S.C. 78a 6 et seq . ) is amended ( 1 ) by redesignating sections 31 , 32 , 7 33 , and 34 as 32 , 33 , 34 , and 35 , respectively , and ( 2 ) 8 by inserting the following ...
... Exchange Commission 5 The Securities Exchange Act of 1934 ( 15 U.S.C. 78a 6 et seq . ) is amended ( 1 ) by redesignating sections 31 , 32 , 7 33 , and 34 as 32 , 33 , 34 , and 35 , respectively , and ( 2 ) 8 by inserting the following ...
29. lappuse
... Exchange Act of 1934 , pursuant to which the Board issues its " margin " regulations covering security credit . These changes would help reduce circumvention of existing law ( a ) by extending the Board's regulatory authority ...
... Exchange Act of 1934 , pursuant to which the Board issues its " margin " regulations covering security credit . These changes would help reduce circumvention of existing law ( a ) by extending the Board's regulatory authority ...
40. lappuse
... Exchange Commission under the Securities Ex- change Act of 1934 . ( 8 ) a broker or dealer in securities or commodities . 23 ( 9 ) an investment banker . 24 ( 10 ) a currency exchange . 1 2 3 4 5 6 7 8 9 10 40.
... Exchange Commission under the Securities Ex- change Act of 1934 . ( 8 ) a broker or dealer in securities or commodities . 23 ( 9 ) an investment banker . 24 ( 10 ) a currency exchange . 1 2 3 4 5 6 7 8 9 10 40.
53. lappuse
... Exchange Act of 5 1934 ( 15 U.S.C. 78g ( a ) ) is amended by striking the first 6 7 sentence and inserting in lieu thereof the following : " For the purpose of preventing the excessive use of credit for the pur- 8 chase or carrying of ...
... Exchange Act of 5 1934 ( 15 U.S.C. 78g ( a ) ) is amended by striking the first 6 7 sentence and inserting in lieu thereof the following : " For the purpose of preventing the excessive use of credit for the pur- 8 chase or carrying of ...
60. lappuse
... Exchange Commission , take advantage of the secrecy afforded by for- eign accounts to conceal their transactions ... exchanges with conspiring to subvert the honesty of the exchanges by accepting bribes . The indict- ments charge that ...
... Exchange Commission , take advantage of the secrecy afforded by for- eign accounts to conceal their transactions ... exchanges with conspiring to subvert the honesty of the exchanges by accepting bribes . The indict- ments charge that ...
Saturs
9 | |
85 | |
123 | |
139 | |
3 | |
31 | |
56 | |
72 | |
91 | |
147 | |
186 | |
227 | |
243 | |
268 | |
278 | |
284 | |
299 | |
310 | |
32 | |
45 | |
52 | |
80 | |
88 | |
102 | |
153 | |
3 | |
40 | |
41 | |
49 | |
68 | |
77 | |
78 | |
89 | |
123 | |
139 | |
147 | |
172 | |
195 | |
197 | |
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
Administrator amended American application authority balance of payments bill borrow broker broker-dealer C. R. Smith Chairman Commission committee corporation currency customs territory December 13 deposit domestic effect England Eurodollar Federal credit unions filed financial institutions foreign financial agency foreign trade zone fuel funds Governor CURTIS grant hearing House income insured credit union interest rates Internal Revenue Service Investment Company investors Investors Overseas Services legislation liquidation loans Machiasport margin requirements McQUADE ment merchandise million National O'HARA oil import operation percent person proposed purchase purpose question records refinery regulations Secretary of Commerce securities Senator BENNETT Senator BROOKE Senator MCINTYRE Senator PROXMIRE share insurance Smith statement subcommittee Swiss bank testimony tion Trade Zones Board transactions Treasury U.S. citizens U.S. Senator United violation York York Stock Exchange
Populāri fragmenti
61. lappuse - Such attendance of witnesses and the production of any such records may be required from any place in any State or in any Territory or other place subject to the jurisdiction of the United States at any designated place of hearing.
210. lappuse - Board, on the ground that the testimony or evidence required of him may tend to incriminate him or subject him to a penalty or forfeiture; but no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for...
290. lappuse - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
35. lappuse - The Secretary of the Treasury is authorized and directed to purchase any notes and other obligations to be issued hereunder and for such purpose he is authorized to use as a public debt transaction the proceeds from the sale of any securities issued under the Second Liberty Bond Act, as amended, and the purposes for which securities may be issued under such Act, as amended, are extended to include any purchases of such notes and obligations.
39. lappuse - The remainder, if any, shall be included in full as net income from sources within the United States. In the case of gross income derived from sources partly within and partly without the United States...
40. lappuse - permanent establishment " when used with respect to an enterprise of one of the contracting parties means a branch, management, factory or other fixed place of business, but does not include an agency unless the ngent has, and habitually exercises, a general authority to negotiate and conclude contracts on behalf of such enterprise or has a stock of merchandise from which he regularly fills orders on its behalf.
204. lappuse - ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934...
341. lappuse - ... have a high degree of usefulness in criminal, tax, or regulatory investigations or proceedings...
44. lappuse - Act, and be exported, destroyed, or sent into customs territory of the United States therefrom, in the original package or otherwise; but when foreign merchandise is so sent from a zone into customs territory of the United States it shall be subject to the laws and regulations of the United States affecting imported merchandise...
37. lappuse - ... and any failure to obey such order of the court may be punished by such court as a contempt thereof. All process in any such case may be served in the judicial district whereof such person is an inhabitant or wherever he may be found.