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INFORMATION AVAILABLE IN THE OPPICE OF THE COMPTROLLER OF THE CURRENCY

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Contact: Robert B. Serino
Director, Enforcement and
Compliance Division (8-447-1847)

Ex niners have full access to all
th books and records of national
baund at any time with full exam-
ination being conducted usually
Once a year.

Based on the review
of records, evaluations are done
by the exaniners who determine
the condition of the bank. Re-
ports contain narrative comments
about, among other things, the
quality of management, earnings,
capital, assets, and liquidity.
Should weaknesses be noted, such
as poor-quality assets, they will
be scheduled in greater detail in
an appendix to the report. Vi-
olations of

banking statutes
(civil) discovered by the
examiners are also detailed.

Examination

reports are confi-
dential and are exempt

from
disclosure under numerous
statutes, including the freedom
of Information Act. They contain
information derived from customer
records and therefore are also
limited from disclosure by the
Right to financial Privacy Act of
1978. Examiners are precluded
from disclosing information from
exanination reports by criminal
statute, 18 U.S.C. $1906, without
the prior permission of the
Comptroller.

Information is provided purs
to 12 C.P.R. S$4.16-1.19. This
requires that a request be for-
warded to the OCC indicating the
type of information that is re-
quested and the reason it 18
necessary for law enforcement or
other purposes. (The request
should be as narrow as possible
and in normal cases should not
encompass the entire examination
reports.) Telephone contact to
district counsel. or to the
Enforcement and Compliance
Division in advance is suggested
80 that the request can be
expedited.

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The Enforcement and Compliance Division of the OCC has received from many of the commissioners of banks of the Caribbean Islands lists of their banks which have been licensed

to do

business. Periodically, we receive updated lists and, on occasion, receive lists of those banks which are no longer licensed to do business in the Islands.

The Multinational Division of the
OCC naintains information on
foreign banks and on United
States banks with foreign
offices.

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