1st Session COMMITTEE PRINT PRINT 103-F United States. COMPILATION OF SECURITIES LAWS WITHIN THE JURISDICTION OF THE AND COMMERCE 65-200 INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 MARCH 1993 Printed for the use of the House Committee on Energy and Commerce U.S. GOVERNMENT PRINTING OFFICE For sale by the U.S. Government Printing Office 10-93 - 1 COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman HENRY A. WAXMAN, California PHILIP R. SHARP, Indiana EDWARD J. MARKEY, Massachusetts AL SWIFT, Washington CARDISS COLLINS, Illinois W.J. "BILLY" TAUZIN, Louisiana RALPH M. HALL, Texas BILL RICHARDSON, New Mexico MIKE KREIDLER, Washington MARJORIE MARGOLIES-MEZVINSKY, Pennsylvania BLANCHE M. LAMBERT, Arkansas CARLOS J. MOORHEAD, California ALEX MCMILLAN, North Carolina BILL PAXON, New York PAUL E. GILLMOR, Ohio GARY A. FRANKS, Connecticut ALAN J. ROTH, Staff Director and Chief Counsel MARGARET A. DURBIN, Minority Chief Counsel and Staff Director (II) Penny Stock Reform Act of 1990 (Title V of the Securities Enforcement Remedies and Penny Stock Reform Act of 1990), Sections 504(b) and Act of October 28, 1974, Section 111 (12 U.S.C. 250) Export-Import Bank Act of 1945, Section 18(c)(3) (12 U.S.C. 6351-6) Agricultural Marketing Act, Section 15(a) (12 U.S.C. 1141j(a)) Bank Holding Company Act of 1956, Section 2 (12 U.S.C. 1841) Farm Credit Act of 1971, Section 8.12 (12 U.S.C. 2279aa-12) Right to Financial Privacy Act of 1978 (12 U.S.C. 3401nt-3422) Liability Risk Retention Act of 1986, Sections 2(a)(4), 5 (15 U.S.C. 3901, 570 Higher Education Act of 1965, Section 439(1) (20 U.S.C. 1087–2()) International Finance Corporation Act, Section 13 (22 U.S.C. 282k) Inter-American Development Bank Act, Sections 11-12 (22 U.S.C. 283h- 587 Asian Development Bank Act, Section 11 (22 U.S.C. 285h) |