THIS TITLE

Title 17-COMMODITY AND SECURITIES EXCHANGES is composed of three volumes. The first volume containing parts 1 to 199, comprises Chapter I-Commodity Futures Trading Commission. The second volume contains Chapter II-Securities and Exchange Commission, parts 200 to 239. The third volume, comprising part 240 to end, contains the remaining regulations of the Securities and Exchange Commission, and Chapter IV-Department of the Treasury. The contents of these volumes represent all current regulations issued by the Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury as of April 1, 2002.

The OMB control numbers for the Securities and Exchange Commission appear in §200.800 of Chapter II. For the convenience of the user, §200.800 is reprinted in the Finding Aids section of the volume containing part 240 to end.

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Title 17-Commodity

and Securities
Exchanges

(This book contains part 240 to end)

Part

CHAPTER II-Securities and Exchange Commission (Continued)

240

CHAPTER IV-Department of the Treasury

400

CHAPTER II-SECURITIES AND EXCHANGE

COMMISSION (CONTINUED)

Part 240

Page

General rules and regulations, Securities Exchange
Act of 1934

5

241

Interpretative releases relating to the Securities
Exchange Act of 1934 and general rules and regu-
lations thereunder

491

248

Regulation S-P: Privacy of consumer financial in-
formation

515

249

Forms, Securities Exchange Act of 1934

533

249a

Forms, Securities Investor Protection Act of 1970
[Reserved]

249b

250

Further forms, Securities Exchange Act of 1934
General rules and regulations, Public Utility Hold-
ing Company Act of 1935

550

551

251

256

257

259

Interpretative releases relating to the Public Util-
ity Holding Company Act of 1935 and general
rules and regulations thereunder .....
Uniform system of accounts for mutual service
companies and subsidiary service companies,
Public Utility Holding Company Act of 1935 .....
Preservation and destruction of records of reg-
istered public utility holding companies and of
mutual and subsidiary service companies
Forms prescribed under the Public Utility Holding
Company Act of 1935 .....

260

.......

General rules and regulations, Trust Indenture Act
of 1939 ....

626

261

Interpretative releases relating to the Trust Inden-
ture Act of 1939 and general rules and regulations
thereunder ...

644

269

Forms prescribed under the Trust Indenture Act of
1939 ...

644

270

Rules and regulations, Investment Company Act of

1940

647