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The AALL is concerned that library systems are evolving in many forms and as a result not even librarians have enough information on library networks all ores the country to arrive at an acceptable understanding of the situation.

Therefore, it is impracticable at this point of time to define “systematic" with reference to these “systems". Actually, librarians are only attempting to use available resources adequately and maximize their collections rather than pewnomize at the expense of the publishers by promoting photocopying of their library materials. An example of one of these "systems" is multi-county libraries organized to support a single library system. In this context, librarians are cerned about foreclosing interests by definition. Legislative restrictions with reference to "systems" when read into the copyright revision law, could create problems in the future as technological developments in this area are so uncertain and unforseeable at present. They also are in direct conflict with the express Congressional intent as a matter of public policy to encourage the creation and promotion of such "systems" as set forth in the Higher Education Act referred to under I(d) supra.

The AALL also insists that “systematic” library photocopying restrictions under section 108(g) (1) and 108 (8) (2) must be relaxed to reflect a recognition of a library's right to make single photocopies of materials in its collection and the applicability of the "fair use" doctrine. Librarians are concerned that "systematic" can be used to whipsaw them. Sections 108 (g) (1) and (g) (2) depart from “single” and “multiple". If "systematic" swallows up "single" and the applicability of the Fair Use doctrine then librarians protest. “Systematic" can only refer to “multiple" copying.

The AALL also protests that the concept of library single photocopying as *fair use" is now limited under section 108 (g) (1) to “isolated" and "unrelated" single photocopying.

Then again, what is meant by words and phrases in Section 108(g) such as "gueriod of time"? One day, one week, one month, one year? What is meant by the library or its staff "know or has reason to know", of "multiple copying"? At what point and under what circumstances is the library administration put o constructive notice of multiple photocopying? What kind of records must be kept by the library of these activities, or type of consultation required of staff members involved to prevent such “related or concerted” reproduction? What is meant by "distribution" in the section ? "What is a branch library? Is the Law Library on a university campus a branch library of the University Library System?

Librarians cannot depend on the courts applying "rule of reason" construction to these nebulous words and phrases in section 108 (g). Librarians have serious reservations about this approach and must insist on specific guidelines to prevent "prior restraint".

systematic" library photocopying as set forth in section 108(g) (2) allows for a construction depending on "availability" as the key factor in determining when a "system" exists for this purpose. Therefore, any system which provides the comfort of availability of a publication to a library, which therefore does not have to provide for it in its budget, would be “systematic". As a result, a listing of library holdings of serials, such as to be found in the Union List of Serinls (which has been on the open market for more than 40 years), even though not prepared for commercial advantage, or for the purpose of interlibrary Juan, suill provides this availability, and therefore becomes a “system". Hence, any identifiable source of books in print plus knowledge of it by librarians to identify materials they lack for interlibrary loans would amount to a “system". *This pervasive effect is considered intolerable by librarians as it could have serious adverse consequences for research and the dissemination and flow of information, especially as xervices by libraries. Then again, it inust be recogmind that merely because a library "system” exists, it does not necessarily follow that all photocopying within the system is “systematic".

The A.A.L.L. also protests that as there is no objection to interlibrary borrowing of specific hard copy materials under these so-called "wystems", why should librarians not be able to make a single photocopy of these materials when randomly requested on interlibrary loan as a substitute for hard copy, especially as permitted in sect. 108 (d) of the Copyright Revision Bill.

In a sense these criticisms of section 108 of the revision bill were reflected and implied in the Register of Copyrights' testimony on S. 3976 before this Committee on November 26, 1974 (93rd Cong. 28 Sess, Serial No. 59, 1975) when she stated :

M8. Ringer.... Section 108 of the revision bill (dealing with the making of single photocopies by libraries) is by no means sufficient to solve the larger prob lems of reprography, especially in libraries ... Neither the enactment of the revision bill in the form in which it passed the Senate nor a definitive decision of the Supreme Court in the Williams and Wilkins Case is going to settle the larger issues here...

“Discussions are under way in the private sector, now on this subject, in recognition that nothing the Congress does ... is going to solve this issue for the future, and that it is an issue that very desperately needs solving. But both of these important issues, namely, computer uses and reprography urgently need to be studied in depth by recognized experts". (p. 6–7).

The AALL recommends that "these important issues” be submitted for solution to the recently created National Commission on New Technological Uses of Copyrighted Works inasmuch as P.L. 93–573, 88 Stat. 1873, enacted into law on December 31, 1974 charges this Commission to study and compile data on the use of copyrighted works" in conjunction with automatic systems capable of storing, processing, retrieving, and transferring information, and ... by various forms of machine reproduction ...". In the interim period sections 108 should be redrafted to meet the objections set forth above.

II. LIBRARY PHOTOCOPYING ISSUES AND THE COPYRIGHT REVISION BILL

A. Purpose of copyright protection and the public interest

Generally, the purpose of copyright protection is to encourage and reward authors of intellectual works and other creative artists to produce such works for the benefit of society, by granting them the exclusive right during a specific period of time to copy, or otherwise multiply, publish, sell or distribute them, as well as to prepare derivative works based upon the copyrighted work. They are also given the exclusive privilege to perform and record these works and to license their production or sale by others during the term of the copyright protection. Basically, the purpose of copyright, as is tested in Article 1, Sectiou 8, Clause 8 of the U.S. Constitution is "to promote the progress of science and the useful arts". This necessarily implies that the copyright holder's rights are never absolute for the monopoly granted serves the added purposes of stimulating the development of scientific and other types of knowledge and to encourage the dissemination of this knowledge to the public.

To avoid frustrating this purpose, the courts have adopted the concept of a "fair use" doctrine which permits individuals and institutions, other than the copyright owner, to use the copyrighted material in a reasonable manner without the owner's consent. In essence, the "fair use" doctrine attempts to balance the rights of the owners of copyrighted works to their just economic rewards against the rights of scholars and researchers to use these works conveniently in their scholarly endeavors. As the "fair use" doctrine is an equitable rule, each case is determined on its own facts. The courts in the U.S. generally apply the following guidelines laid down initially by Mr. Justice Story in 1841 in Folsom v. Marsh, 9 Fed. Cas. 342 (CCD Mass.) in deciding whether an infringement or fair use has occurred: “We must ... in deciding questions of this sort, look to the nature and objects of the selections made, the quantity and value of the materials used, and the degree in which the use may prejudice the sale, or diminish the profits, or supersede the objects of the original work."

On the issue of public interest, it is relevant to note a question raised by Professor John C. Stedman. What are the rights of an author and those in privity with him? He suggests that it is a policy question of "more or less", not a legal question of what are his rights in the educational process. “How much it is necessary and desirable to give to the author in order to stimulate and encourage him to write and publish in the educational field !" Look at the "effects" of granting or denying copyright protection rather than refer generally to the “interests” of the author. Educational activity, in practical effect and in terms of public interest, must be distinguished from other activities with reference to copyright protection. Consideration must be given to the strong public purpose behind educational activity. “Beware!!" he cautions authors and publishers, if the copyright toll becomes too onerous for educational activi.

ties to absorb, the result may be foregoing use of the material completely. (See AAUP Bulletin, 53:129 (June 1967)). B. Library photocopying and copyright protection

Replication of copyright works is daily taking place in libraries as part of the research and educational process. At present it is primarily reflected in reprographic reproduction (reproduction by photographic methods or processes analogous to photography), and is an established and recognized practice in library administration, teaching and research.

Reprography in libraries and for educational purposes should not be confused, however, with computerized retrieval of data and information, which in its present state of development is hardly a serious threat to owners of intellectual property but which could eventually become so. Researchers, librarians and educators in the future will then become involved with new techniques of electronic document-storage and computerized information-retrieval systems just as they are presently learning about the tremendous potential of miniaturization and remote transmission of data.

Currently, the most pressing problems facing owners and users of copyrighted works lie in the reprography area as distinguished from electronic systems.

Scholars, researchers and librarians, relying on the doctine of fair use, have always felt free to copy by hand the works of others for their own research and study needs. When copying machines become available, it was a simple transi. tion for these scholars, etc., to extend their note-taking to photocopying from copyrighted material. Publishers maintain that the new machine-copiers made reprication of their copyrighted materials so easy and inexpensive that their sales are being detrimentally affected to the point that if allowed to continue they will be forced out of business. As a result, the creator of information wonld lack the income from his ideas to maintain a degree of independence. Eluentors particularly object to any limitation of their right to make machinecopies on the grounds that they, like librarians, are not doing so for profit; nur for any direct or indirect commercial advantage, but rather to promote the educational process.

The fraditional library position on reprography in libraries is to the effect that mit only under the Fair C'se doctrine, but also as a natural extension of eustomary library service, a library may make a single copy of copyrighted material it has purchased, for the scholarly use of any of its readers or another library, requesting such service, if done without profit. Such service, employing modern copying methods has become essential. The present demand can be satisfied without inflicting measurable damage on publishers and copyright on ners. Improved copying processes will not materially affect the demand for single-copy library duplication for research purposes. Librarians also argue, no matter who is involved, whether it be the librarian, the publisher, or the creator of information, the main concern should be the public interest in access to information. Copyright protection should not be an impediment to transferring information. C. The economics of library photocopying and the public interest

Publishers allege that although libraries are not in the business of photocopying for profit, still by doing so, they are depriving publishers of the opportunity to sell additional copies and even to maintain their current subscriptions. In the Williams & Wilkins case, however, involving a U.S. government library's unauthorized photocopying of copyrighted medical periodicals for and at the request of medical researchers and practitioners, the U.S. Court of Claims not only held this practice constituted "fair use", but that "there is inadequate reason to believe, that it (the publisher) is being or will be harmed substantially by these specific practices.” Actually, this conclusion is borne out by the realization that if most of the users in libraries who photocopy copyrighted materials would be deprived of this opportunity, they would not purchase the original material. Then again, researchers, scholars and academicians rarely purchase all or even a few of the books and/or journals they use in their research. They receive complimentary copies and reprints of articles or they borrow library copies. Only if these sources fail to provide the materials sought, do they resort to photocopying. The publishers' complaint that photocopying is depriving them of profits because of lost sales is therefore not a completely valid conclusion. Many of the potential sales the publishers envision are not of the type that ordinarily occur. It appears to be, that the publishers, despite all this library photocopying, are no worse off than before.

While libraries and large industrial organizations are principally involved in replication of copyrighted materials (also there is much private and casual copying by students, faculty and others in college and university libraries) still they continue to purchase many new titles and journal subscriptions, as well as maintaining the older subscriptions. It should be also recognized in this context that these institutions cannot physically shelve more than a few copies of a journal. etc., due to lack of space and therefore would never purchase a great number of subscriptions to a journal merely because at one time there was a demand for additional copies of a given article.

In this context, we should also review the economics of publishing. It is an established fact that publishers of scientific and technical journals, publishi limited editions of their issues so that they often are unable to sell additional copies on demand as early as two months after publication. They do not invest in maintaining stock of back issues of their publications, and hardly ever reprint them. Thus, depriving themselves of the opportunity to sell their back issues on demand. Still they are insisting on the payment of fees additional to the subscription price of the publications, for photocopying rights of these back issues. Then again, publishers, especially in the areas of scientific and technical reference works do market research before publishing new titles and publish them only when assured that libraries will purchase them in addition to specialists in the field. When they determine that the sale of a particular work will be limited, the list price established is increased to reflect this in order to insure a profit.

Surveys have also established that as many as 80% of authors of scientitie articles are more interested in dissemination of their articles than in receiving royalties. In the scientific field, it should also be noted, authors not only do not receive remuneration for their articles, but often are required to pay for the cost of having them published or absorb the cost by purchasing a stated number of reprints. It has also been noted that subjects dealt with in scientific literature and some of the other disciplines such as law have become so specialized that toast researchers in those fields are interested sometimes only in one article out of the many published in a particular journal. Reprography in libraries and documentation centers appears to be the only obvious way today for researchers to have access to the many scholarly resources of their field.

Publishers complain, however, that they are bearing the economic brunt of this development. The hardware and paper used for reprography are bought and paid for by libraries, etc., why shouldn't publishers be given additional income for the right to make copies of their copyrighted works! They also add that even though scientists, etc., etc., pay for publication of their research papers, they should be interested in the survival of the scientific journals which give them an opportunity to disseminate their findings and research reports.

Librarians respond to this copyright confrontation as follows: Non-profit library institutions are not in business and have nothing to gain by photocopying for others. Their purpose is only to promote research in the sciences and humanities in the public interest. They are involved with access to knowledge and its bibliographical control so that scholars, educators, scientists, etc., can use such data in their research and in the process create new information and materials. Why should librarians, under these circumstances be caught in the middle of the conflict between owners and users of copyrighted materials, and be required to take sides? When we become concerned with technology and economics, we must realize that they are not material to the library's ulterior purpose of information dissemination.

Library institutions do have an interest in the reproduction of copyrighted materials for their own internal, nonprofit purposes. They have a vital concern in conserving copies of periodicals and of works in their collection which are out of print, under certain circumstances. They also have an interest in reproducing multilated or missing pages of works in their collection. Then again, in order to conserve their collection, they recognize the need to photocopy materials in their collection for other libraries, requesting them on inter-library loan, Ground rules should be negotiated for these purposes but not at the expense of limiting the free flow of information, and certainly not with the added cost to libraries for administering a system involving payment of fees, licensing, etc., for the benefit of owners of copyrighted works. D. The nou technology and the copyright revision bill

What position should this committee take with reference to computer technology and related copyright problems? When the integrity of a basic collection of materials, copyrighted and otherwise, compacted and stored in electronic information center computers, will be preserved by Xerographic printers providing facsimile reproduction by remote transmission in hard-copy form, or by video scanning of ephemeral copy on a closed-circuit TV monitor elsewhere; when the library collection will remain intact because the computer, in essence, will assume the role of a duplicating rather than a circulating library : when one copy of a book fed into such a system will service all simultaneous demands for it: when microfiche and computer print-outs will replace copyrighted hardcopy publication of research reports, as well as of scientific and technical materials currently appearing in journals, monographs and books, and when audiovisual dial-access teaching machines, operated by remote control, will provide hundreds and even thousands of students with simultaneous audio and visual access to a journal article or excerpts from a book, it is obvious that the pullishers' traditional market will be affected by these developments and the copy. nicht laws will have to respond to this “non-book" production.

Merely on the issue as to when an infringement will occur with reference to input, storage and retrieval of a copyrighted work fed into a computer without prmission of the copyright owner remains still to be resolved. Output or retrieval of the copyrighted work may be in the form of abstracts, excerpts, or the work as a whole. It may be delivered to the user in tangible form such as a photo-duplication or in ephemeral form such as the temporary projection of an image on the screen. Should the output of an information storage and retrieval system be considered a copyright infringement or derivative work if such output is an index, abstract, limited quotation or analysis of the copyrighted work? "No," reply some copyright experts, except to the extent that the output is likely to diminish the demand for a copyrighted work, because then the doetrine of fair use should govern. Some experts note that the terın "copy" is a word of art construed by the courts in the U.S. to mean a copy which is “visually perceivable" and in "tangible form" and therefore when we are concerned with computer output of punch cards or tape, we are "copying". Thus, the experts cannot agree when a computer system has infringed on a copyright owner's works or for that matter to what extent. Professor Benjamin Kaplan, contends that infringement should not turn on input conversion but rather on output conrersion--on what is subsequently done with the stored work.

There are other copyright problems brought out by the new technology, e..., notice of copyright and deposit, whether doctrine of fair use is applicable. The state of the art today, however, is not sufficient to warrant the acceptance of rules and regulations governing the use of copyrighted materials. When "nontwok" production will predominate, the role of the commercial publisher will probably change, especially in his relationship with authors and readers. Puhlishers may also decide to play a different role with reference to regional, national and international information networks. Libraries will also have to readjnst their concepts of reader's services and technical operations and may even become eventually part of projected government information networks. Thus, it is possible that the new technology will change the concept of author protection and that copyright protection will be of little help to the author of scholarly works. Rather than depending on royalties, these authors and/or their publishers will sell directly to the information system operator either as a complete sale or upon an accounting based on use. The computer could easily be programmed not only to incorporate the new "work" into the existing data but also arrange for accountability of its use in the system. Subscribers to the system will pay for its maintenance.

As a result, many other problems will arise, e.g., the amount of control government will have over these information systems, rates to be established and international agreement and treaties will have to be negotiated to reflect the needs or the system.

In light of all these possibilities, it is my thought that this Committee canDot tnke a position at present affecting copyright and computer based information storage and retrieval systems. We must await developments in this field to the point where we will be aware of the implications of our decisions.

I would respectfully recommend that this is a problem for the newly created National Commission on New Trchnological U'808 of Copyrighted works to resolve.

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