STUDY OF THE SECURITIES INDUSTRY HEARINGS BEFORE THE SUBCOMMITTEE ON COMMERCE AND FINANCE OF THE COMMITTEE ON HOUSE OF REPRESENTATIVES NINETY-SECOND CONGRESS FIRST SESSION OCTOBER 18, 19, 20, 26, 27; NOVEMBER 16, 17, 1971 For sale by the Superintendent of Documents, U.S. Government Printing Office Washington, D.C. 20402 - Price $2.25 COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS, West Virginia, Chairman TORBERT H. MACDONALD, Massachusetts WILLIAM L. SPRINGER, Illinois JOHN JARMAN, Oklahoma SAMUEL L. DEVINE, Ohio JOHN E. MOSS, California ANCHER NELSEN, Minnesota JOHN D. DINGELL, Michigan HASTINGS KEITH, Massachusetts PAUL G. ROGERS, Florida JAMES T. BROYHILL, North Carolina LIONEL VAN DEERLIN, California JAMES HARVEY, Michigan J. J. PICKLE, Texas TIM LEE CARTER, Kentucky FRED B. ROONEY, Pennsylvania CLARENCE J. BROWN, Ohio DAN KUYKENDALL, Tennessee FLETCHER THOMPSON, Georgia RAY BLANTON, Tennessee JAMES F. HASTINGS, New York W. S. (BILL) STUCKEY, JR., Georgia JOHN G. SCHMITZ, California PETER N. KYROS, Maine JAMES M. COLLINS, Texas BOB ECKHARDT, Texas LOUIS FREY, JR., Florida RICHARD G. SHOUP, Montana W. E. WILLIAMSON, Clerk Professional Staff CHARLES B. CURTIS ROBERT F. GUTHRIE SUBCOMMITTEE ON COMMERCE AND FINANCE JOHN E. MOSS, California, Chairman W. S. (BILL) STUCKEY, JR., Georgia JAMES T. BROYHILL, North Carolina BOB ECKHARDT, Texas JOHN WARE, Pennsylvania CHARLES J. CARNEY, Ohio JOHN Y. McCOLLISTER, Nebraska Study of the Securities Industry Staj WILLIAM H. PAINTER, Special Counsel HARVEY A. ROWEN, Counsel John N. BALAKOS, Professional Adviser Robert L. STERN, Special Consultant ROBERT J. CANTER, Professional Adviser J. WILLIAM GADSBY, Professional Adviser |