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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
Decisions and Reports - 347. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Decisions and Reports, 36. sējums

United States. Securities and Exchange Commission - 1956
...issue through a public offering, he becomes subject to the act." •• Section 17 (a) provides : "It shall be unlawful for any person in the sale of any...circumstances under which they were made, not misleading, or "(1) to engage in any transaction, practice, or course of business which operates or would operate...
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Decisions and Reports, 16. sējums

United States. Securities and Exchange Commission - 1950
...Section 17 (a) of the Securities Act of 1933 provides : It shall be unlawful for any person In the snle of any securities by the use of any means or Instruments...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, 23. sējums

United States. Securities and Exchange Commission - 1953
...practice, or course of business which operates or would operate as a fraud or deceit upon any person, or by means of any untrue statement of a material fact or any omission to state a material fact, which statement or omission is made with knowledge or reasonable grounds to believe that it is untrue...
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Decisions and Reports, 5. sējums

United States. Securities and Exchange Commission - 1941
...any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary In order to make the statements made. In the 11 ;tit of the circumstances under which they were made,...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941
...malls, directly or Indirectly — (2) to obtain money or property by means of any nn,true statement *.fa material fact or any omission to state a material fact necessary In order to make the statements made. In the light of the circumstances under which they were made, not...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1993
...attorney agent or employee thereof, shall: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission to stau. a material fact necessary in order to make the statements made, in the light of the circumstances...
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The Code of Federal Regulations of the United States of America

2004
...officers, agents, or employees may not: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission of a material fact necessary to make the statements, in light of the circumstances under which they...
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Securities Exchange Act Amendments: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 222 lapas
...in the sale of any security by the use of the mails or any instrumentality of interstate commerce, to "obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading."...
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Securities Exchange Act Amendments, Hearings Before a Subcommttee of ...,81 ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 222 lapas
...in the sale of any security by the use of the mails or any instrumentality of interstate commerce, to "obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading."...
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Stock Market Study: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 1728 lapas
...provisions which make unlawful, in the offer or sale of securities generally, fraud and misrepresentation, by means of any untrue statement of a material fact, or any failure to state a material fact necessary to make other statements not misleading. Securities Exchange...
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