... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... Decisions and Reports - 349. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
| United States. Securities and Exchange Commission - 1956 - 716 lapas
...issue through a public offering, he becomes subject to the act." •• Section 17 (a) provides : "It shall be unlawful for any person in the sale of any...circumstances under which they were made, not misleading, or "(1) to engage in any transaction, practice, or course of business which operates or would operate... | |
| United States. Securities and Exchange Commission - 1950 - 856 lapas
...Section 17 (a) of the Securities Act of 1933 provides : It shall be unlawful for any person In the snle of any securities by the use of any means or Instruments...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - 1953 - 824 lapas
...practice, or course of business which operates or would operate as a fraud or deceit upon any person, or by means of any untrue statement of a material fact or any omission to state a material fact, which statement or omission is made with knowledge or reasonable grounds to believe that it is untrue... | |
| United States. Securities and Exchange Commission - 1941 - 1124 lapas
...any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary In order to make the statements made. In the 11 ;tit of the circumstances under which they were made,... | |
| United States. Securities and Exchange Commission - 1941 - 1690 lapas
...malls, directly or Indirectly — (2) to obtain money or property by means of any nn,true statement *.fa material fact or any omission to state a material fact necessary In order to make the statements made. In the light of the circumstances under which they were made, not... | |
| 1993 - 630 lapas
...attorney agent or employee thereof, shall: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission to stau. a material fact necessary in order to make the statements made, in the light of the circumstances... | |
| 2004 - 500 lapas
...officers, agents, or employees may not: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission of a material fact necessary to make the statements, in light of the circumstances under which they... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1950 - 264 lapas
...in the sale of any security by the use of the mails or any instrumentality of interstate commerce, to "obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading."... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 lapas
...in the sale of any security by the use of the mails or any instrumentality of interstate commerce, to "obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading."... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1955 - 1038 lapas
...provisions which make unlawful, in the offer or sale of securities generally, fraud and misrepresentation, by means of any untrue statement of a material fact, or any failure to state a material fact necessary to make other statements not misleading. Securities Exchange... | |
| |