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" ... fictitious or numbered accounts; (7) the time and method of making settlements, payments, and deliveries and of closing accounts; (8) the reporting of transactions on the exchange and upon tickers maintained by or with the consent of the exchange,... "
Decisions and Reports - 271. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers In default, in bankruptcy or receivership, and sales Involving other special clrcnmstances, the fixing of uniform...
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Stock Exchange Regulation: Hearing[s] Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of Issuers in default, in bankruptcy or receivership, and sales Involving other special circumstances, the fixing of uniform...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 lapas
...transactions on the exchange and apon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers in äefault, in bankruptcy or receivership, and sales involving other special circumstances, the fixing...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956
...retorting short sales, stopped sales, sales of securiies of issuers in default, bankruptcy or receiverihip, and sales involving other special circumstances; (9) the fixing of reasonable rates of comnission, interest, listing, and other charges; (10) minimum units of trading; (11) odd -lot purchases...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the q ! unite of trading; TITLE 15.— COMMERCE AND TRADE (11) odd-lot purchases and sales; (12) minimum deposits...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 45 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1959
...the consent of the exchange, including the method of reporting short sales, stopped sales, sales or securities of issuers in default, bankruptcy or receivership,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...receivership, and sales involving other special circumstances; (0) the fixing of reasonable rates of commission, interest, listing, and other charges; (10) minimum...
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