 ... fictitious or numbered accounts; (7) the time and method of making settlements, payments, and deliveries and of closing accounts; (8) the reporting of transactions on the exchange and upon tickers maintained by or with the consent of the exchange,...  Decisions and Reports - 271. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers In default, in bankruptcy or receivership, and sales Involving other special clrcnmstances, the fixing of uniform... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of Issuers in default, in bankruptcy or receivership, and sales Involving other special circumstances, the fixing of uniform... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...transactions on the exchange and apon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers in äefault, in bankruptcy or receivership, and sales involving other special circumstances, the fixing... | |
 | United States - 1938 - 48 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national... | |
 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...retorting short sales, stopped sales, sales of securiies of issuers in default, bankruptcy or receiverihip, and sales involving other special circumstances; (9) the fixing of reasonable rates of comnission, interest, listing, and other charges; (10) minimum units of trading; (11) odd -lot purchases... | |
 | United States - 1953 - 1692 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the q ! unite of trading; TITLE 15.— COMMERCE AND TRADE (11) odd-lot purchases and sales; (12) minimum deposits... | |
 | United States - 1955 - 54 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national... | |
 | United States - 1959 - 324 lapas
...the consent of the exchange, including the method of reporting short sales, stopped sales, sales or securities of issuers in default, bankruptcy or receivership,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales...receivership, and sales involving other special circumstances; (0) the fixing of reasonable rates of commission, interest, listing, and other charges; (10) minimum... | |
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