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" It shall be unlawful for any person In the sale of any securities by the use of any means or instruments of transportation or communication in Interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme,... "
Decisions and Reports - 347. lappuse
autors: United States. Securities and Exchange Commission - 1944
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Decisions and Reports, 31. sējums

United States. Securities and Exchange Commission - 1956
...and abetted by Coley, willfully violated the provisions of Rule X• Section 17 (a) provides : "It shall be unlawful for any person In the sale of any securities by the nse of any means or Instruments of transportation or communication In Interstate commerce or by the...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 lapas
...the circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 lapas
...the circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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Report on the Study and Investigation of the Work, Activities, Personnel and ...

United States. Securities and Exchange Commission - 1937
...might also constitute a violation of Section 17 (a) of the Act. This section provides: "It shall b* unlawful for any person In the sale of any securities by the us* nf any means or instruments of transportation or communication in interstate commerce or br the...
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Decisions and Reports, 36. sējums

United States. Securities and Exchange Commission - 1956
...revocation, suspension or expulsion which is In effect. 2 Section 17 (a) of the Securities Act provide*: "It shall be unlawful for any person in the sale of any...or communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud,...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941
...a prospectus that meets the requirements of Section 10. •Sections 17 (a) (2) and (3) provide: It shall be unlawful for any person In the sale of any securities by the use of any moans or Instruments of transportation or communication In interstate commerce or by use of the malls,...
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Decisions and Reports, 23. sējums

United States. Securities and Exchange Commission - 1953
...suspend or expel it from mebership in the NASD. 1 Section 17 (a) of the Securities Act provides : It shall be unlawful for any person in the sale of any securities by the uie of any means or Instruments of transportation or communication In Interstate commerce or by the...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, ited States( ' to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., 2. sējums

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
...of any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1645 lapas
...of any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any...
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