 It shall be unlawful for any person In the sale of any securities by the use of any means or instruments of transportation or communication in Interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme,...  Decisions and Reports - 349. lappuseautors: United States. Securities and Exchange Commission - 1944Pilnskats - Par šo grāmatu
 | United States. Securities and Exchange Commission - 1956 - 926 lapas
...and abetted by Coley, willfully violated the provisions of Rule X• Section 17 (a) provides : "It shall be unlawful for any person In the sale of any securities by the nse of any means or Instruments of transportation or communication In Interstate commerce or by the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...the circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...the circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,... | |
 | United States. Securities and Exchange Commission - 1937 - 934 lapas
...might also constitute a violation of Section 17 (a) of the Act. This section provides: "It shall b* unlawful for any person In the sale of any securities by the us* nf any means or instruments of transportation or communication in interstate commerce or br the... | |
 | United States. Securities and Exchange Commission - 1956 - 716 lapas
...revocation, suspension or expulsion which is In effect. 2 Section 17 (a) of the Securities Act provide*: "It shall be unlawful for any person in the sale of any...or communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud,... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 lapas
...a prospectus that meets the requirements of Section 10. •Sections 17 (a) (2) and (3) provide: It shall be unlawful for any person In the sale of any securities by the use of any moans or Instruments of transportation or communication In interstate commerce or by use of the malls,... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...suspend or expel it from mebership in the NASD. 1 Section 17 (a) of the Securities Act provides : It shall be unlawful for any person in the sale of any securities by the uie of any means or Instruments of transportation or communication In Interstate commerce or by the... | |
 | United States - 1953 - 1692 lapas
...or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, ited States( ' to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 lapas
...of any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 lapas
...of any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any... | |
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