Decisions and Reports, 10. sējumsU.S. Government Printing Office, 1944 |
No grāmatas satura
1.–5. rezultāts no 100.
9. lappuse
... Section 11 ( g ) ) REORGANIZATION . Where the Commission had entered its findings and opinion indicating the ... pursuant to a plan for corporate simplification of the subsidiary filed under Section 11 ( e ) of the Act , approved , the ...
... Section 11 ( g ) ) REORGANIZATION . Where the Commission had entered its findings and opinion indicating the ... pursuant to a plan for corporate simplification of the subsidiary filed under Section 11 ( e ) of the Act , approved , the ...
16. lappuse
... pursuant to Section 11 ( e ) , to apply to a court of competent jurisdiction to enforce and carry out the terms and provisions of the plan . In the event that it is not deemed neces- sary or desirable to make such request , the board of ...
... pursuant to Section 11 ( e ) , to apply to a court of competent jurisdiction to enforce and carry out the terms and provisions of the plan . In the event that it is not deemed neces- sary or desirable to make such request , the board of ...
38. lappuse
... pursuant to Sections 12 ( b ) , 12 ( c ) and 12 ( f ) of the Act and Rules U - 42 , U - 43 , U - 45 and U - 46 thereunder , to become effective and to grant the applications , as amended , pursuant to Section 10 of the Act , and find ...
... pursuant to Sections 12 ( b ) , 12 ( c ) and 12 ( f ) of the Act and Rules U - 42 , U - 43 , U - 45 and U - 46 thereunder , to become effective and to grant the applications , as amended , pursuant to Section 10 of the Act , and find ...
41. lappuse
... Section 2 ( a ) ( 8 ) ( A ) of the Act . Applicant claims , however , that ... pursuant to an arrangement or understanding with one or more other persons ... pursuant to an ( Footnote 3 continued op p . 42. ) The Applicant and Its ...
... Section 2 ( a ) ( 8 ) ( A ) of the Act . Applicant claims , however , that ... pursuant to an arrangement or understanding with one or more other persons ... pursuant to an ( Footnote 3 continued op p . 42. ) The Applicant and Its ...
89. lappuse
... Act of 1935 - Section 2 ( a ) ) DECLARATION OF STATUS . Subsidiary Company . Application having been filed pursuant to Section 2 ( a ) ( 8 ) of the Act , requesting an order declaring applicant not to be a subsidiary company of speci ...
... Act of 1935 - Section 2 ( a ) ) DECLARATION OF STATUS . Subsidiary Company . Application having been filed pursuant to Section 2 ( a ) ( 8 ) of the Act , requesting an order declaring applicant not to be a subsidiary company of speci ...
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acquisition affiliated amended applicant applicant's assets basis capital capital surplus carrying value cash certificates Chemical Company Commission common stock company's Corporation debentures debt debtor December 31 depreciation depreciation reserve directors dividends effect Electric Company estimated exemption filed financing forma funds Gary Electric Gary Heat Gas and Electric Gas Company hearing Holding Company Act income indenture interest Investment Company issuance issue J. P. Morgan June 30 liquidation North American North Continent NYSE operating outstanding pany par value payment percent plant Power Company preferred stock principal amount pro forma proceeding provisions Public Service Public Utility Public Utility Holding purchase pursuant to Section Reconstruction Finance Corporation record refunding registered holding company registrant's registration statement reorganization requirements respect respondent Rule Section 11 security holders Service Company stockholders tion trading trial examiner trustee underwriter Utilities Company Utility Holding Company York Curb Exchange
Populāri fragmenti
1028. lappuse - ... such modified or new findings, which, if supported by substantial evidence, shall be conclusive, and its recommendation, if any, for the modification or setting aside of the original order.
579. lappuse - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
1028. lappuse - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
337. lappuse - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise...
349. lappuse - It shall be unlawful for any person In the sale of any securities by the use of any means or instruments of transportation or communication in Interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
1028. lappuse - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
349. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or Id.
608. lappuse - It shall be unlawful for any registered holding company or subsidiary company thereof, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, to...
271. lappuse - ... fictitious or numbered accounts; (7) the time and method of making settlements, payments, and deliveries and of closing accounts; (8) the reporting of transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers in default, bankruptcy or receivership, and sales involving other special circumstances ; (9) the fixing of reasonable rates of commission, interest, listing,...
293. lappuse - Securities Exchange Act of 1934." NECESSITY FOR REGULATION AS PROVIDED IN THIS TITLE SEC. 2. For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions and of practices and matters related thereto...